Volksbank Ober-Mörlen eG: BaFin verhängt einen Kapitalzuschlag
- Entity
- Volksbank Ober-Mörlen eG
- Published
- 15 Feb 2022
- Incident Period
- –
- Decision date
- –
- Final
- 7 Nov 2021
- Penalty
- –
- Legal Section
- § 10 Abs. 3 Satz 1 i. V. m. Satz 2 Nr. 2 KWG
- Sanctioning statute
- Kreditwesengesetz (KWG)
- Substantive law
- Kreditwesengesetz (KWG)
- Source regulator
- BaFin
Structured fields are extracted automatically. A dash means the value could not be reliably extracted; the original notice below is always complete. Sanctioning statute is the law the measure is based on; Substantive law is the law whose obligations were breached — often the same, but they differ when the sanction rests on a general provision (e.g. a fine under OWiG § 130 for failing to prevent a GwG breach).
Original notice text (German)
Die BaFin hat mit bestandskräftigem Bescheid einen Kapitalzuschlag gemäß § 10 Absatz 3 Satz 1 i. V. m. Satz 2 Nr. 2 Kreditwesengesetz (KWG) bei der Volksbank Ober-Mörlen eG verhängt.
Verstoß gegen § 25a Abs. 1 KWG (ordnungsgemäße Geschäftsorganisation) Grundlage der Anordnung: § 10 Absatz 3 Satz 1 i. V. m. Satz 2 Nr. 2 KWG
Bestandskräftig seit: 7. November 2021
Die Veröffentlichung erfolgt aufgrund von § 60b KWG.
Source
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