Bankhaus Obotritia GmbH: BaFin ordnet Sicherstellung der ordnungsgemäßen Geschäftsorganisation an
- Entity
- Bankhaus Obotritia GmbH
- Published
- 23 Nov 2021
- Incident Period
- –
- Decision date
- 13 Sept 2021
- Final
- –
- Penalty
- –
- Legal Section
- § 25a Abs. 2 Satz 2 KWG
- Sanctioning statute
- Kreditwesengesetz (KWG)
- Substantive law
- Kreditwesengesetz (KWG)
- Source regulator
- BaFin
Structured fields are extracted automatically. A dash means the value could not be reliably extracted; the original notice below is always complete. Sanctioning statute is the law the measure is based on; Substantive law is the law whose obligations were breached — often the same, but they differ when the sanction rests on a general provision (e.g. a fine under OWiG § 130 for failing to prevent a GwG breach).
Original notice text (German)
Die BaFin hat am 13. September 2021 gegen das Bankhaus Obotritia GmbH die Sicherstellung der ordnungsgemäßen Geschäftsorganisation angeordnet.
Das Institut hatte gegen die Anforderungen an eine ordnungsgemäße Geschäftsorganisation im Sinne des § 25a Absatz 1 Satz 3 Nrn. 1 bis 3 und § 25b Kreditwesengesetz (KWG) verstoßen.
Die Anordnung zur Sicherstellung der ordnungsgemäßen Geschäftsorganisation basiert auf § 25a Absatz 2 Satz 2 KWG.
Der Bescheid ist bestandskräftig.
Source
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