NOBLE Securities SA
1 of 46 authorised MiFID investment firms in Poland
- Home member state
- Poland
- Competent authority
- Polish Financial Supervisory Authority (KNF)
- LEI
- 259400LJC7Y93HGGGK72
- Office type
- Head office
- Head office address
- ul. Prosta 67, 00-838 Warszawa
- Authorisation date
- 27 December 1993
Authorised services
Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Investment advice active
Placing without firm commitment active
Safekeeping and administration active
Advice on capital structure active
Research and financial analysis active
Investment services regarding certain financial instruments active
Sanctions
Administrative sanction and measure 21 June 2016
Issued by: Polish Financial Supervisory Authority (KNF)
Nałożenie na Noble Securities S.A. z siedzibą w Warszawie kary pieniężnej w wysokości 300 000 zł za istotne naruszenie art. 69 ust. 1 w zw. z art. 69 ust. 2 pkt 5 ustawy o obrocie poprzez świadczenie na rzecz klientów usług doradztwa inwestycyjnego bez wymaganego zezwolenia.
Data sourced from the ESMA MiFID investment firms register, updated weekly.
Also appears in
- NOBLE Securities SA MiFID II — Investment Firm (Passporting)
Regulatory Q&As
Browse MiFID II Q&As — Investor Protection → Official ESMA interpretations
Browse MiFID II Q&As — Secondary Markets → Official ESMA interpretations
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