CFS SECURITIES & INVESTMENT SERVICES S.A.
1 of 58 authorised MiFID investment firms in Greece
- Home member state
- Greece
- Competent authority
- Hellenic Capital Market Commission (HCMC)
- LEI
- 213800Z6IUB6DMMNXY55
- Office type
- Head office
- Head office address
- 3, Ioannou Paparrigopoulou Str. Athens 105 61 Greece
- Authorisation date
- 1 July 2008
Sanctions
Administrative sanction and measure 7 November 2016
Issued by: Hellenic Capital Market Commission (HCMC)
Sanction of €3.000 to CFS SECURITIES &INVESTMENT SERVICES S.A. for infringement of provisions of decision 2/452/2007 of HCMC on failing to make adequate arrangements with credit institutions to safeguard client’s funds by not notifying those institutions to characterize them as “clients’ account”
Data sourced from the ESMA MiFID investment firms register, updated weekly.
Also appears in
- CFS SECURITIES & INVESTMENT SERVICES S.A. MiFID II — Investment Firm (Passporting)
Regulatory Q&As
Browse MiFID II Q&As — Investor Protection → Official ESMA interpretations
Browse MiFID II Q&As — Secondary Markets → Official ESMA interpretations
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding