CAPITAL SECURITIES S.A.
1 of 58 authorised MiFID investment firms in Greece
- Home member state
- Greece
- Competent authority
- Hellenic Capital Market Commission (HCMC)
- LEI
- 2138007PG2OUTZ3VRC44
- Office type
- Head office
- Head office address
- 58, Metropoleos Str. Athens 105 63 Greece
- Authorisation date
- 23 May 2008
Sanctions
Administrative sanction and measure 3 July 2014
Issued by: Hellenic Capital Market Commission (HCMC)
Πρόστιμο 3.000 ευρώ στην εταιρεία «CAPITAL ΧΡΗΜΑΤΙΣΤΗΡΙΑΚΗ ΑΕΠΕΥ» για μη γνωστοποίηση στην Επιτροπή Κεφαλαιαγοράς μεταβολών στη σύνθεση του Διοικητικού Συμβουλίου της εταιρείας, κατά παράβαση της παρ. 3 του άρθρου 17 του ν. 3606/2007
Data sourced from the ESMA MiFID investment firms register, updated weekly.
Also appears in
- CAPITAL SECURITIES S.A. MiFID II — Investment Firm (Passporting)
Regulatory Q&As
Browse MiFID II Q&As — Investor Protection → Official ESMA interpretations
Browse MiFID II Q&As — Secondary Markets → Official ESMA interpretations
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