Bloxham

active

1 of 152 authorised MiFID investment firms in Ireland

Home member state
Ireland
Competent authority
Central Bank of Ireland (CBI)
Office type
Head office
Head office address
2-3 Exchange Place IFSC Dublin 1 Ireland
Authorisation date
1 November 2007

Authorised services

Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Portfolio Management active
Investment advice active
Underwriting or placing on firm commitment active
Placing without firm commitment active
Safekeeping and administration active
Advice on capital structure active
Foreign exchange services active
Services related to underwriting active

Sanctions

Administrative sanction and measure 20 May 2015

Issued by: Central Bank of Ireland (CBI)

On 20 May 2015, on the basis of a settlement agreement, the Central Bank of Ireland (the “Central Bank”) disqualified Mr Tadhg Gunnell (“Mr Gunnell”), a former general partner of Bloxham (In Official Liquidation) (the “Firm”) for 10 years from being a person concerned in the management of a regulated financial service provider and reprimanded him for his actions when Head of Finance and Compliance of the Firm.

Data sourced from the ESMA MiFID investment firms register, updated weekly.

Regulatory Q&As

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