BETA SECURITIES S.A.

active

1 of 58 authorised MiFID investment firms in Greece

Home member state
Greece
Competent authority
Hellenic Capital Market Commission (HCMC)
LEI
21380051MF78L87PI591
Office type
Head office
Head office address
29, Alexandras Ave. & Vraila Str. Athens 114 73 Greece
Authorisation date
5 June 2008

Authorised services

Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Portfolio Management active
Investment advice active
Underwriting or placing on firm commitment active
Placing without firm commitment active
Safekeeping and administration active
Granting credits or loans active
Advice on capital structure active
Research and financial analysis active
Services related to underwriting active

Sanctions

Administrative sanction and measure 15 April 2013

Issued by: Hellenic Capital Market Commission (HCMC)

Επιβολή προστίμου € 7.000 στην εταιρεία «ΒΕΤΑ Χρηματιστηριακή ΑΕΠΕΥ» για παράβαση των διατάξεων της περ. (γ) της παρ. 1 του άρθρου 3 της απόφασης υπ΄ αριθ. 2/452/1.11.2007 του Διοικητικού Συμβουλίου της Ε.Κ. και της παρ. 1 του άρθρου 18 του ν. 3340/2005 αναφορικά με μη γνωστοποίηση μέσω του TRS συναλλαγών και διαπιστώσεις ελλείψεων στην ενημέρωση πελατών και καταγραφή των εντολών.

Data sourced from the ESMA MiFID investment firms register, updated weekly.

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