EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3 Q&As matching current filters · page 1 of 1
Major holdings notification – definition of indirect holding
Transparency Directive (TD) Directive 2004/109/EC · Art. Article 13, 13 (a) and Article 10
Submitted 2026-01-22
Major holdings notification - aggregation
Transparency Directive (TD) Directive 2004/109/EC · Art. Article 13a Transparency Directive
Submitted 2025-11-04
Clarification on the application of the Transparency Directive, particularly Article 13, 1b, and its subsequent sub-points, in the context of synthetic shares
Transparency Directive (TD) Directive 2004/109/EC · Art. ESMA Indicative list of financial instruments that are subject to notification requirements according to Article 13(1b) of the revised Transparency Directive
Submitted 2024-01-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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