EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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19 Q&As matching current filters · page 1 of 1

Updating the Loan Value and Security Price Fields following lifecycle events

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2026-03-03

Reporting of the SFTs concluded by IORPs and pension funds

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2023-06-02

Reporting of the Jurisdiction of the issuer

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2023-03-31

Reporting of the Jurisdiction of the issuer

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2023-03-23

MiFIR data reporting - Instrument identification code and Underlying instrument code

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2022-03-25

Currency for the Overview and Margin reports (Guidelines on calculation of positions in SFTs by trade repositories)

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2022-03-22

Construction of Trade State Report

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2022-03-07

Reporting of valuation and collateral on the last day of an SFT

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2022-03-07

Reporting of settlement fails

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2022-01-25

LEI changes due to mergers and acquisitions

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2021-09-21

Reporting of changes to the reference rate in an SFT

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2021-05-20

Reporting of SFTs where an external portfolio manager participates

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2021-03-23

Reporting of SFTs by the FC on behalf of a SME-NFC pursuant to the Article 4(3) SFTR

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2021-01-28

Update of a Trade State Report belonging to an SFT

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2021-01-28

Reporting of past modifications

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2021-01-28

Frequency of reports

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP · Art. Article 4

ESMA Answer Published

Answered 2020-11-05

Reporting of repos initially collateralised on a transaction basis and subsequently on a net exposure basis

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2020-11-05

Reporting of trading venue for cleared and non-cleared SFTs

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2020-11-05

Reporting of zero collateral for margin lending

Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP

ESMA Answer Published

Answered 2020-11-05

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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