EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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6 Q&As matching current filters · page 1 of 1

The calculation of offers of warrants and/or units consisting of warrants and shares in relation to exemptions from the prospectus obligation in the Prospectus Regulation.

Prospectus Regulation 2017/1129 · Art. The (Swedish) Act (2019:414) with supplementary provisions to the EU Prospectus Regulation (the “Swedish Supplementary Act”), Ch. 2, Sec. 1.; Regulation (EU) 2024/2809 (the “Listing Act”)

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2025-06-19

New exemptions for fungible securities in Prospectus Regulation.

Prospectus Regulation 2017/1129

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2025-04-07

Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act

Prospectus Regulation 2017/1129

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2024-08-21

Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act

Prospectus Regulation 2017/1129

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2024-08-21

Combining exemptions

Prospectus Regulation 2017/1129

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2023-09-19

Which annexes to the Commission Delegated Regulation (EU) 2019/980, i.e. Annex 3 and Annex 12 or Annex 1 and Annex 11, should be used to prepare the simplified prospectus referred to in Article 14 of the Prospectus Regulation in the case specified in Arti

Prospectus Regulation 2017/1129 · Art. Article 14(1)d of the Prospectus Regulation

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2023-07-14

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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