EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
65 Q&As matching current filters · page 1 of 2
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Commission Delegated Regulation (EU) 2025/1155 of 12 June 2025
Answered 2026-07-10
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Article 22 of MiFIR
Answered 2026-07-10
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2026-04-01
Trading status for on halt/suspended instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2026-04-01
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Article 22 of MiFIR
Answered 2026-04-01
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Article 22 of MiFIR
Answered 2026-04-01
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Article 22 of MiFIR
Answered 2026-04-01
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Articles 5, 6 and 12(1) of Commission Delegated Regulation (EU) 2025/1155
Answered 2026-04-01
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2026-04-01
Consolidated Tape Provider (CTP)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2026-04-01
Trading obligation for shares
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2025-12-19
Transparency - Single Volume Cap
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2025-10-10
Compliance with the SI regime and notification to NCAs
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2025-10-10
Impact for SIs of an instrument changing liquidity status in between the SI determination dates
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Commission Delegated Regulation (EU) 2017/565
Answered 2025-10-10
DVC and corporate actions
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/577- RTS on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations(RTS 3)
Answered 2025-10-10
Pre-arranged/negotiated transactions for non-equity instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Hedging Exemption
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Pre-trade transparency waivers under MiFID I
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Quoting obligation for SI in non-TOTV instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Quoting obligation for SIs in non-equity financial instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Pre-trade transparency- RFQ system
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)
Answered 2024-10-16
Transparency - data (pre- and/or post-trade data) available free of charge 15 minutes after publication
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Scope of Article 9(1)(c) of MiFIR
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Transparency - voice trading systems
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)
Answered 2024-10-16
Process for a waiver under Article 18(2) of MiFIR
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Transparency - fees
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Partial execution of LIS orders (Article 9(1)(a) of MiFIR) and orders above SSTI
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
SSTI – calculation of indicative pre-trade prices
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Price to be published by SIs in bonds and derivatives
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Commercial policy of access to quotes
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Access to quotes
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Substantial and non-substantial amendments to MiFID I waivers
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Compliance with the quoting obligations for SIs in non-equity instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Waiver procedure for illiquid non-equity financial instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2024-10-16
Simplified approach for regulatory capital requirements
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2022-09-23
Third country issues - Transparency
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2022-09-05
Direct Electronic Access (DEA) and algorithmic trading - Trading systems - RTS 7
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2019-12-05
Multilateral and bilateral systems - Member preferencing functionalities and pre-arranged transactions
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2019-12-05
Mandatory SI regime
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Markets in Financial Directorate II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-06-03
Minimum size of orders held in an order management facility for non-equity financial instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)
Answered 2018-02-07
Reference price waiver and multi-listed shares
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-12-18
Geographical scope of the temporary suspension of transparency
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-11-15
Maximum authorised deviation around the reference price for negotiated transactions in illiquid equity instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-11-15
Transparency - Trading venues
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)
Answered 2017-11-15
Scope of the trading obligation for shares
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-11-15
Temporary suspension of transparency for bonds
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-11-15
Direct Electronic Access (DEA) and algorithmic trading
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-07-07
Trading venues
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-07-07
Assignment of MICs to APAs
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Commission Delegated Regulation (EU) 2017/587 (RTS 1) and Regulation 2017/583 (RTS 2)
Answered 2017-05-31
Calculation of the “current volume weighted spread reflected in the order book” for negotiated transactions
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-05-31
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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