EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
40 Q&As matching current filters · page 1 of 1
Exclusion related to UNGC/OECD Guidelines
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2025-12-19
NEW LIQUIDITY MANAGEMENT TOOLS REQUIREMENTS FOR UCITS AND OPEN ENDED AIFS COMING INTO EFFECT ON 16 APRIL 2026: DOES THE SCOPE OF LMTs EXTEND TO NON-EU OPEN ENDED AIFs?
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Directive [EU] 2024/927 amending UCITS Directive and AIFM Directive with regard to the new liquidity management tools (LMTs) requirements for UCITS and open-ended AIFs coming into effect on 16 April 2026
Answered 2025-12-18
AIFMs safekeeping client money
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Article 6(4)
Answered 2025-01-06
Permission of AIFMs to delegate portfolio or risk management to non-supervised undertakings established outside of the EU
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Article 20(1)(c)(d)
Answered 2025-01-06
Guidelines on funds' names
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2024-12-13
Guidelines on funds' names
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2024-12-13
Guidelines on funds' names
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2024-12-13
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2024-10-03
Initial capital and additional own funds
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Directive 2009/65/EC of the European Parliament and of the Council (UCITS)
Answered 2024-06-18
Notification upon establishment of a branch
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2024-06-18
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. ESMA guidelines on performance fees in UCITS and certain types of AIFs
Answered 2024-05-24
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. ESMA guidelines on performance fees in UCITS and certain types of AIFs
Answered 2024-05-24
Scope of activities that an AIFM may carry out in a host Member State
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Article 33 of Directive 2011/61/EU
Answered 2023-06-13
De-notification in the absence of investors in the host Member State
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Article 32a(1) of DIrective 2011/61/EU
Answered 2023-06-13
Pre-marketing by registered AIFMs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Article 30a(1) of Directive 2011/61/EU
Answered 2023-06-13
Pre-marketing by third-parties
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Article 30a of Directive 2011/61/EU
Answered 2023-06-13
Calculation of the leverage of AIFs investing in real estate
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Article 6 of Delegated Regulation (EU) 231/2013
Answered 2023-06-13
Whether the rules governing pre-marketing, which are set out in Directive (EU) 2019/1160 on cross-border distribution of funds, apply to non-EU AIFMs.
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Directive (EU) 2019/1160
Answered 2023-05-26
Depositaries - tri-party collateral manager
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2023-04-18
Scope SPACs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. ESMA Public Statement (ESMA32-384-5209)
Answered 2023-04-18
Notion of ‘substantive direct or indirect holding’ in Article 3(2) of the AIFMD
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2023-03-10
Scope
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2022-12-16
Depositaries
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2022-07-20
Delegation
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2022-07-20
Depositaries
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2022-07-20
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Answered 2022-05-20
Scope
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-12-17
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Answered 2021-07-16
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-07-16
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Answered 2021-05-28
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs, question 4
Answered 2021-05-28
Reporting to national competent authorities under Articles 3, 24 and 42
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
Reporting to national competent authorities under Articles 3, 24 and 42
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
Reporting to national competent authorities under Articles 3, 24 and 42
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Guidelines on performance fees
Answered 2021-03-30
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. ESMA34-39-992 Guidelines on Performance fees
Answered 2021-03-30
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Guidelines on performance fees in UCITS and certain types of AIFs
Answered 2021-03-30
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-03-30
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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