EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,226 Q&As matching current filters · page 65 of 145
Inclusion of interim profits in CET1
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2020-05-15
Own Funds (OF)
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-05-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-05-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-05-08
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-05-08
NSFR calculation - deposits
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Validation rules v2.8.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Validation rule v6405_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Recognition of “unfunded credit risk protection” as CRM, in case of “items associated with particular high risk”
Regulation (EU) No 575/2013 (CRR) · Art. 4, 113, 128
Answered 2020-05-08
Funding plan validation error v6223_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
EBA_v6217-6222 and EBA_v6224-622; EBA_v6230 validation rules (warnings) implementation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Benchmark Rates of other currencies than EUR, USD, GBP
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-05-08
FINREP F01.03, F02 and F46 checks (V1226_m and V0786_m)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Validationrule v5713_s DPM2.8 FINREP F 46.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Reporting of contributions to the default fund of a CCP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
2% threshold in template C.09.04
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
[eba_v1042_m] f16.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
ABCP Programme
Regulation (EU) No 575/2013 (CRR) · Art. 242
Answered 2020-05-08
ABCP programme
Regulation (EU) No 575/2013 (CRR) · Art. 242
Answered 2020-05-08
HQLA treatment of euro-denominated assets held in 3rd Countries
Regulation (EU) No 575/2013 (CRR) · Art. 412
Answered 2020-05-08
Validation rule on C_05.01 template - V0193_M
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Closely correlated currencies
Regulation (EU) No 575/2013 (CRR) · Art. 354
Answered 2020-05-08
HQLA and amortised cost classification
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2020-05-08
Consistency of COREP validations rules e4896_n & e4895_n
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-05-08
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-05-05
Internal Models (IMs)
Guidelines on use of internal models · Art. NA
Answered 2020-05-05
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-05-05
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-05-05
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2020-04-07
2107
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2020-03-31
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-03-29
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. NA
Answered 2020-03-29
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2020-03-13
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2020-03-13
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-03-13
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 15
Answered 2020-03-05
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 75, 35
Answered 2020-03-02
Valuation of Assets and Liabilities other than TPs
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 9 & 75
Answered 2020-03-02
Other
Guidelines on recognition and valuation of assets and liabilities other than technical provisions · Art. 75
Answered 2020-03-02
Risk Free Rate (RFR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Risk-Free Interest Rate - General questions · Art. 9
Answered 2020-03-02
Valuation of Assets and Liabilities other than TPs
Guidelines on recognition and valuation of assets and liabilities other than technical provisions · Art. 75
Answered 2020-03-02
Other
Guidelines on recognition and valuation of assets and liabilities other than technical provisions · Art. 75
Answered 2020-03-02
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 75
Answered 2020-03-02
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 75
Answered 2020-03-02
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 307
Answered 2020-02-27
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2020-02-18
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2020-02-18
The length of summaries (multiple securities) (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2020-02-18
Summaries (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2020-02-18
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2020-02-18
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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