EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,811 Q&As matching current filters · page 57 of 177
Inducements
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2021-03-31
Global Depositary Receipts (GDRs)
Prospectus Regulation 2017/1129
Answered 2021-03-31
Crystallisation of performance fees
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2021-03-31
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Guidelines on performance fees
Answered 2021-03-30
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. ESMA34-39-992 Guidelines on Performance fees
Answered 2021-03-30
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Guidelines on performance fees in UCITS and certain types of AIFs
Answered 2021-03-30
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-03-30
Timeline of the application of the performance reference period
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2021-03-30
Reporting of SFTs where an external portfolio manager participates
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
Answered 2021-03-23
Captive
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 22, 25, 29
Answered 2021-03-23
Other
(EU) No 2016/97 - Insurance Distribution Directive · Art. Article 30 of the IDD, Article 15 of the Delegated Regulation 2017/2359
Answered 2021-03-23
Other
(EU) No 2016/97 - Insurance Distribution Directive · Art. Article 25
Answered 2021-03-23
Manufacturing insurance products (Art. 25 para. 1 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. Article 25
Answered 2021-03-23
IBIPs - Suitability assessment (Art. 30 para. 1 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. Article 30
Answered 2021-03-23
Registration (Art. 3 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. Article 3
Answered 2021-03-23
Other
(EU) No 2016/97 - Insurance Distribution Directive · Art. Article 25
Answered 2021-03-23
Other
(EU) No 2016/97 - Insurance Distribution Directive · Art. Article 25
Answered 2021-03-23
Reporting of margins in C34.02 and in C34.08 under OEM and simplified SA-CCR methods
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
EBA/ITS/2020/05 - COREP-Template 35.03
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
EBA/ITS/2020/05 - COREP 35.03, p.72, EBA analysis
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
FINREP Loan commitments, financial guarantees and other commitments given
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Reporting of connected clients and underlying individual clients exposures and type of counterparty indication in C27
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2021-03-19
Definition of encumbered assets
Regulation (EU) No 575/2013 (CRR) · Art. 443
Answered 2021-03-19
LtV calculations in FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
FINREP Template 25.01 FX results and vintage buckets
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Annex V reference to ESRB Recommendation on closing real estate data gaps
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
COREP C17.01 - Consistency of the EBA Taxonomy control v5839_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Treatment of deducted exposures in the calculation of memo items “Risk-weighted exposure amount under SEC-ERBA” and “Risk-weighted exposure amount under SEC-SA” ({C14.01 c447} and {C14.01 c448} respectively)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Sign convention for “Credit risk adjustments during the current period” {C14.00 c225} and definition of "current period".
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
EBA validation rule v7365_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
FINREP Payment services Template 22.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Contingent encumbrance
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2021-03-19
Validation Rule on C 09.02 Template - V4787
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Reporting of International Organizations not treated as sovereign in template C43
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Fair value changes of the hedged items in portfolio hedge of interest rate risk in Prudent Valuation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Failed XBRL rule v5713_s: [F 46.00 (r100;110;140, c010;020)] {F 46.00} <= 0
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
C76 – Updated LCR Calculation tool
Regulation (EU) No 575/2013 (CRR) · Art. Article 415
Answered 2021-03-19
Validation rule v1251_m FINREP Taxonomy 2.8/2.9
Regulation (EU) No 575/2013 (CRR) · Art. Regulation (EU) No 575/2013 (CRR)
Answered 2021-03-19
Validation rules V_7329; V_7403 and V7409
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
EBA validation rule v5313_m and v5315_m don`t work in Tax 2.9
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Treatment of derivatives not recognized on-balance under national GAAP
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2021-03-19
Reporting of positions in a securitisation that has not achieved SRT in C14.01.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Number of Collateral obtained by taking possession, F 25.02.b - Collateral obtained by taking possession other than collateral classified as Property Plant and Equipment (PP&E)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
FinRep Table 26: Loans and advances to which forbearance measures were granted in addition to already existing forbearance measures
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Validation rule eba_v6295_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Clarification of F 24.01, row 0310
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
References for row 096 “Deferred Tax Assets subject to a risk weight of 250 %” of table c04.00 in Reg. 680/2014
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
IFRS 9, validation rules v6012_m, v6013_m and v6014_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
F 04.04.1, v5662_s.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Validation rules v5267_m up to v5279_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-03-19
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.