EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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3,117 Q&As matching current filters · page 54 of 63

v7371_m and v7372_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-09-23

Validation rule v6332_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-09-20

PRUVAL - Matching Total fair values liabilities with FINREP

Regulation (EU) No 575/2013 (CRR) · Art. 105

EBA Rejected question

Submitted 2022-09-19

Prudential filters to the fair value reserves associated to Cash Flow Hedge

Regulation (EU) No 575/2013 (CRR) · Art. 33

EBA Rejected question

Submitted 2022-09-16

Validation rules RRDET_V6567_S_0001, RRDET_V6566_S_0001, and RRDET_V6327_M0001 relating to Template C 32.01 don't allow negative values.

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-09-12

Determination of own funds requirements for convexity risk ('gamma risk'), according to the Delta plus approach, for options positions in Exchange traded funds with multiple sector components

Regulation (EU) No 575/2013 (CRR) · Art. 329

EBA Rejected question

Submitted 2022-09-12

Encumbrance of assets

Regulation (EU) No 575/2013 (CRR) · Art. 509

EBA Rejected question

Submitted 2022-09-05

Reporting of Negative Fair Value Hedge Adjustments as exposures

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-09-05

Confirmation of compliance with Article 429b(3c) concerning the interest calculation in Notional Cash Pooling

Regulation (EU) No 575/2013 (CRR) · Art. 429b

EBA Rejected question

Submitted 2022-09-01

Treatment of credit institutions from the UK in calculation of risk weighted assets

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Rejected question

Submitted 2022-08-30

SA-CCR cap margin agreement

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Rejected question

Submitted 2022-08-25

Validation rule v7371_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-08-23

FINREP - v10612_m in F 18.00

Regulation (EU) No 575/2013 (CRR) · Art. Annex III

EBA Rejected question

Submitted 2022-08-19

Own-conversion factor estimation for fully-drawn facilities

Regulation (EU) No 575/2013 (CRR) · Art. 182

EBA Rejected question

Submitted 2022-08-18

Recognition of plots of land as real estate collateral

Regulation (EU) No 575/2013 (CRR) · Art. 126

EBA Rejected question

Submitted 2022-08-18

When to apply CCF to residential mortgage off balance sheet exposure

Regulation (EU) No 575/2013 (CRR) · Art. 125

EBA Rejected question

Submitted 2022-08-17

Pillar 3 disclosure on Net Stable Funding Ratio

Regulation (EU) No 575/2013 (CRR) · Art. Article 451a

EBA Rejected question

Submitted 2022-08-12

Traditional SRT securitisations with derecognized underlying assets

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-08-12

Wrong validation at the level of the number of obligors between C08.01 and C34.07.

Regulation (EU) No 575/2013 (CRR) · Art. 216

EBA Rejected question

Submitted 2022-08-12

COREP C35 - consistency controls v09703_m and v09711_m

Regulation (EU) No 575/2013 (CRR) · Art. NA

EBA Rejected question

Submitted 2022-08-11

C 08.01, v10540_h

Regulation (EU) No 575/2013 (CRR) · Art. Na

EBA Rejected question

Submitted 2022-08-11

COREP C35 - consistency controls v09683_m; v09684_m and v09691_m

Regulation (EU) No 575/2013 (CRR) · Art. NA

EBA Rejected question

Submitted 2022-08-11

Identification of counterparty

Regulation (EU) No 575/2013 (CRR) · Art. 305

EBA Rejected question

Submitted 2022-08-08

Promotional loans that constitute claims on central governments, regional governments, local authorities or public sector entities

Regulation (EU) No 575/2013 (CRR) · Art. 429a (1)

EBA Rejected question

Submitted 2022-08-05

v5839_m vs Q&A 5434

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-08-05

v6303_m not passed due to market conditions (C 24.00)

Regulation (EU) No 575/2013 (CRR) · Art. 364

EBA Rejected question

Submitted 2022-08-02

Deposit broker

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Rejected question

Submitted 2022-07-29

Questions on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks - template 10

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-28

Question on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks - template 4

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-28

Questions on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks, specifically regarding template 5

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-28

Level 2A Assets market value in C 66.01 counterbalancing capacity section.

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-22

Article 111 or about

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Rejected question

Submitted 2022-07-14

Residential Immovable Property

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-13

NACE codes for the sectors that highly contribute to climate change for Pillar 3 ESG risks disclosure, Template 1

Regulation (EU) No 575/2013 (CRR) · Art. Article 449a CRR

EBA Rejected question

Submitted 2022-07-13

Scope of templates C 08.05 and C 08.05.1

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-05

v6566_s - Negative FV changes of hedged items (C 32.01)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-04

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 10: other climate change mitigating actions

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

C 34.06 – Top twenty counterparties

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-01

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 5: climate change physical risk

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 2: banking book - climate change transition risk

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 2: banking book - climate change transition risk

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Specialised Lending - Interpretation of contractual arrangements that give the lender a substantial degree of control

Regulation (EU) No 575/2013 (CRR) · Art. 147

EBA Rejected question

Submitted 2022-06-30

C 06.02 – Reporting of branches

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-30

validation rule eba_v2708_m

Regulation (EU) No 575/2013 (CRR) · Art. EBA VR Taxo v3.0, validation rule eba_v2708_m

EBA Rejected question

Submitted 2022-06-24

v10672_m for C 08.01 not relevant

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-23

Interaction between (i) CET1 deduction for minimum coverage on NPE and (ii) REA calculated under IRB-Advanced

Regulation (EU) No 575/2013 (CRR) · Art. 151

EBA Rejected question

Submitted 2022-06-23

Treatment of multi-seller securitisations in CRR

Regulation (EU) No 575/2013 (CRR) · Art. 244 and 268

EBA Question under review

Submitted 2022-06-22

Treatment of Non Retail deposits (with a residual maturity of less than 30 days where payout has been agreed) on the LCR outflows template.

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Rejected question

Submitted 2022-06-21

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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