EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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2,083 Q&As matching current filters · page 40 of 42

Grandfathering, cascading and phasing out limits

Regulation (EU) No 575/2013 (CRR) · Art. 465

EBA Final Q&A

Answered 2013-11-29

Old-style Tier 1 requalifying as CRR Tier 2 capital

Regulation (EU) No 575/2013 (CRR) · Art. 63

EBA Final Q&A

Answered 2013-11-29

Grandfathering limit

Regulation (EU) No 575/2013 (CRR) · Art. 486

EBA Final Q&A

Answered 2013-11-29

Recognised amount as regulatory capital for an Additional Tier 1 with a write-down mechanism

Regulation (EU) No 575/2013 (CRR) · Art. 54

EBA Final Q&A

Answered 2013-11-29

Anerkennung der Kapitalrücklage "zugehörig zu" deutschen Vorzugsaktien als Kernkapital - Recognition as Tier 1 equity of share premiums related to German preference shares

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Final Q&A

Answered 2013-11-29

Credit risk approach applicable to exposures to CCPs: standardized approach (SA) or internal rating based approach (IRB)

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Final Q&A

Answered 2013-11-22

Prudential Consolidation of Financial Institutions

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2013-11-15

Treatment of commodity indices

Regulation (EU) No 575/2013 (CRR) · Art. 357

EBA Final Q&A

Answered 2013-11-15

Scope of application of Articles 341 to 344 of Regulation (EU) No. 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 341, 342, 343, 344

EBA Final Q&A

Answered 2013-11-15

Scope of application of Articles 339 and 340 of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 339, 340

EBA Final Q&A

Answered 2013-11-15

Scope of calculation of own funds requirements for CVA risk

Regulation (EU) No 575/2013 (CRR) · Art. 382

EBA Final Q&A

Answered 2013-11-15

Exclusion of provisioned counterparties from the CVA capital charge

Regulation (EU) No 575/2013 (CRR) · Art. 382

EBA Final Q&A

Answered 2013-11-15

Grandfathering on own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 489

EBA Final Q&A

Answered 2013-11-15

Grandfathering of Non-Step Tier 1 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 484

EBA Final Q&A

Answered 2013-11-15

Grandfathering of capital instruments

Regulation (EU) No 575/2013 (CRR) · Art. 484, 486

EBA Final Q&A

Answered 2013-11-15

Grandfathering of Tier 1 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 489

EBA Final Q&A

Answered 2013-11-15

Treatment of non-step Tier 1 hybrids post grandfathering

Regulation (EU) No 575/2013 (CRR) · Art. 486, 62

EBA Final Q&A

Answered 2013-11-15

First reporting date / reporting period

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2013-11-15

Capital charge for credit derivatives in the banking book in the position of protection seller

Regulation (EU) No 575/2013 (CRR) · Art. 273

EBA Final Q&A

Answered 2013-11-08

Operational risk

Regulation (EU) No 575/2013 (CRR) · Art. Art 95

EBA Final Q&A

Answered 2013-11-08

Own funds: Value adjustments for prudent valuation (Additional Value Adjustments)

Regulation (EU) No 575/2013 (CRR) · Art. 34, 105

EBA Final Q&A

Answered 2013-11-08

Artikel 115 (3) Zuordnung von Religiongemeinschaften zu Forderungsklasse/ Attribution of religious communities to an exposure class

Regulation (EU) No 575/2013 (CRR) · Art. 115

EBA Final Q&A

Answered 2013-11-08

Use of Core Market Participants Rule

Regulation (EU) No 575/2013 (CRR) · Art. 227

EBA Final Q&A

Answered 2013-11-08

FINREP: Requirement to submit financial information

Regulation (EU) No 575/2013 (CRR) · Art. 99 reporting own funds / financial information

EBA Final Q&A

Answered 2013-10-31

Immovable property risk weights under the standardised approach (commercial)

Regulation (EU) No 575/2013 (CRR) · Art. 126

EBA Final Q&A

Answered 2013-10-31

Immovable property risk weights under the standardised approach (residential)

Regulation (EU) No 575/2013 (CRR) · Art. Article 124

EBA Final Q&A

Answered 2013-10-31

Treatment of Upper Tier 2 instruments under CRR

Regulation (EU) No 575/2013 (CRR) · Art. 62, 63

EBA Final Q&A

Answered 2013-10-31

Applicability of the re-securitisation definition to securitisation positions being subject to tranched credit protection according to Article 264(1) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 249

EBA Final Q&A

Answered 2013-10-31

Preferential risk weight of covered bonds containing securitisation positions of sovereign exposures as cover pool assets

Regulation (EU) No 575/2013 (CRR) · Art. 129

EBA Final Q&A

Answered 2013-10-31

Applicability of Own Funds Reporting Requirements to Investment Firms Out of Scope

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2013-10-31

Application of the Discretion outlined in Article 99 (6) of the CRR to non-IFRS institutions

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2013-10-31

Local Regulations versus the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 54

EBA Final Q&A

Answered 2013-10-31

Synthetic holdings

Regulation (EU) No 575/2013 (CRR) · Art. 28, 36

EBA Final Q&A

Answered 2013-10-31

Direct / indirect funding of own shares

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Final Q&A

Answered 2013-10-31

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 483

EBA Final Q&A

Answered 2013-10-31

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 486

EBA Final Q&A

Answered 2013-10-31

Deferral of Tier 2 coupons

Regulation (EU) No 575/2013 (CRR) · Art. 52

EBA Final Q&A

Answered 2013-10-31

Applicable risk weights for agricultural properties.

Regulation (EU) No 575/2013 (CRR) · Art. 124, 125, 126

EBA Final Q&A

Answered 2013-08-27

Application of article 95 (2) of Regulation (EU) No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. 95

EBA Final Q&A

Answered 2013-08-27

FINREP application date and report submission postponement to Q3 2014

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2013-08-20

NACE CODES

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Archive

Submitted 2024-08-01

Treatment of non-withdrawable central bank reserves on C 66.

Regulation (EU) No 575/2013 (CRR) · Art. Article 415

EBA Archive

Submitted 2020-06-02

Treatement of liquidity generated by the overnight maturity of Withdrawable Central Cank reserve in Counterbalancing Capacity panel of Template C66

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Archive

Submitted 2018-10-09

Supervisory Formula Method - calculation of parameters

Regulation (EU) No 575/2013 (CRR) · Art. 262

EBA Archive

Submitted 2018-09-11

Template 2 EU LI2 EBA/GL/2016/11 (Main sources of differences between regulatory exposure amounts and carrying values in fin statements)

Regulation (EU) No 575/2013 (CRR) · Art. 111, 166

EBA Archive

Submitted 2018-05-08

Risk weighted assets calculation under Article 119(2) of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 114, 119

EBA Archive

Submitted 2018-03-08

Impact of a profit and loss transfer agreement under German company law on the eligibility of CET1 instruments for subsidiaries having full discretion on contributing common equity tier 1 capital as defined in Article 26 of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Archive

Submitted 2018-01-22

Weighted average risk weight calculation of the securitised exposures for an unrated securitisation position in STD according to Article 253

Regulation (EU) No 575/2013 (CRR) · Art. 253

EBA Archive

Submitted 2017-12-01

CAP for synthetic securitisations of originator institutions in STD based on Article 252

Regulation (EU) No 575/2013 (CRR) · Art. 252

EBA Archive

Submitted 2017-12-01

Question refer to Guidelines on disclosures requirments under Part Eight of Regulation No 575/2013 template 11 EU CR1-A Credit quality of exposures by exposure class and instrument

Regulation (EU) No 575/2013 (CRR) · Art. Articles 431 - 455

EBA Archive

Submitted 2017-08-21

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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