EU Financial Regulatory Q&A Database

C 48.02: doubts about ‘daily reporting’: how the amount referred to no business day has to be reported?

Regulation (EU) No 575/2013 (CRR) · Art. 430

Cash pool assets in C 47.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

Securities lent under sale accounting

Regulation (EU) No 575/2013 (CRR) · Art. 429e (6)

Definition of "accounting value" for the purpose of template C 80.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

Application of NPE prudential backstop in connection with the new COREP templates

Regulation (EU) No 575/2013 (CRR) · Art. 47a

Deductions

Regulation (EU) No 575/2013 (CRR) · Art. 430

Assets which are not immediately available for monetisation in C 66.01

Regulation (EU) No 575/2013 (CRR) · Art. 415

Interaction of Articles 36(1)(f) and 42 of CRR regarding equity-settled share-based payments

Regulation (EU) No 575/2013 (CRR) · Art. 36

Calculation of goodwill included in the valuation of significant investments in insurance undertakings

Regulation (EU) No 575/2013 (CRR) · Art. 37

Definition of exposures arising from mortgage lending

Regulation (EU) No 575/2013 (CRR) · Art. 402

Clarification of the relationship between EBA's Guidelines on outsourcing arrangements and Section 4 of the Directive (EU) 2015/849 - AML

Directive (EU) 2015/849 (AMLD) · Art. 29

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive

Financial Instruments Reference Data

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 23

Transparency

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 1 and RTS 2

Financial Instruments Reference Data

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 23

Purchase via joint account

Prospectus Regulation 2017/1129

Issuer concentration

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

Group Own funds

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 222(2)–(5) of the Directive 2009/138/EC

Issuer concentration

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

Issuer concentration

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

Issuer concentration

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

Issuer concentration

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

SCA for token replacement

Directive 2015/2366/EU (PSD2) · Art. 97

SCA applicability / Application of SCA at tokenisation stage

Directive 2015/2366/EU (PSD2) · Art. 97

Application of SCA to issuing a payment instrument and tokenisation

Directive 2015/2366/EU (PSD2) · Art. 70

C 33.00: Instructions concerning specific positions - c0020

Regulation (EU) No 575/2013 (CRR) · Art. 430

Interest income from other assets in F 02.00 and F 16.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

Indication of use of derogation of Article 2(5)(b) of Regulation (EU) No 1152/2014

Regulation (EU) No 575/2013 (CRR) · Art. 430

FINREP - Treatment of cash collateral

Regulation (EU) No 575/2013 (CRR) · Art. 430

F 44.01 - validation rule v3985_s

Regulation (EU) No 575/2013 (CRR) · Art. 430

v09821_m, v09823_m - Hedging sets

Regulation (EU) No 575/2013 (CRR) · Art. 430

Consistency of validation rule v3017_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

Adequacy of the validation rule v10684_m - Instruments not at FVPL

Regulation (EU) No 575/2013 (CRR) · Art. 430

Authentication procedures that ASPSPs’ interfaces are required to support (using re-direction)

Directive 2015/2366/EU (PSD2) · Art. 97

Relation between posted cash variation margin in derivative transactions reported in C 47.00, rows 0071, 0190 and 0210

Regulation (EU) No 575/2013 (CRR) · Art. 430

Collateral received for derivatives in F 32.04 and F 32.02 with master netting agreements in place

Regulation (EU) No 575/2013 (CRR) · Art. 430

Application of SCA for confirmation of funds requests made by a PISP

Directive 2015/2366/EU (PSD2) · Art. 97

Arbitrating between security and obstacles

Directive 2015/2366/EU (PSD2) · Art. 95

Ability of Payee’s PSP to apply exemptions from SCA in credit transfers

Directive 2015/2366/EU (PSD2) · Art. 98

2 And further detailed in particular in the Commission Regulation (EU) 583/2010 and corresponding ESMA Q&As 4. While currently UCITS (or their management companies) send their KIID to the home compet

PRIIPs

Establishment of a resolution college

Directive 2014/59/EU (BRRD) · Art. 88

Encumbrance duration of reverse repo in NSFR when the received collateral has been sold short

Regulation (EU) No 575/2013 (CRR) · Art. 428p

Collateral swaps with underlying collateral baskets

Regulation (EU) No 575/2013 (CRR) · Art. 415

Disclosure Templates

(EU) 2023/895 - ITS for the disclosure of solvency and financial condition report · Art. N/A

Disclosure Templates

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 35 of SII Directive

Disclosure Templates

(EU) No 2015/2452 - procedures, formats and templates of the solvency and financial condition report · Art. Article 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive

Pensions Reporting

EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. Template PF.29.05.24, R0020

Transactions initiated via electronic mail (email)

Directive 2015/2366/EU (PSD2) · Art. 97

Articulation and interaction of the second and the third sub-paragraph of Article 74 (1) of the PSD2

Directive 2015/2366/EU (PSD2) · Art. 74