EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,595 Q&As matching current filters · page 30 of 32
Clarification regarding the consideration in Article 42(6)
Directive 2014/59/EU (BRRD) · Art. 42
Submitted 2018-02-07
Definition of 'explicit guarantee arrangements' for the purpose of classification of non-commercial undertakings as public sector entities
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-02-06
Classification of direct reductions in the accounting value as credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2018-01-11
Highly reliable prearranged funding arrangements
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. Article 59 (4) EBA-RTS and Article 38 (6) (b) EBA RTS
Submitted 2018-01-04
Available financial means
Directive 2014/49/EU (DGSD) · Art. 11
Submitted 2018-01-02
Interpretation of the term “commercial immovable property” especially “other commercial premises” for the application of the preferential risk weights for the risk weight assets purposes according to the Article 126 of the CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 126
Submitted 2017-12-05
Reporting of revocable off-balance sheet commitments in FINREP IFRS9 template F 9.1.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-17
FINREP F 12.1 Movements in allowances and provisions for credit losses
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-15
Potential inconsistency between articles 68 and articles 69 through 71 in what concerns exemptions.
Directive 2014/59/EU (BRRD) · Art. 68
Submitted 2017-07-25
Treatment of claims secured on residential property collateral
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2017-07-19
C 09.04, row 40, column 010 - Value of trading book exposures for internal model
Directive 2013/36/EU (CRD) · Art. Article 140
Submitted 2017-07-13
Criteria for sufficiently diversified private equity portfolios under the simple risk weight approach
Regulation (EU) No 575/2013 (CRR) · Art. 155
Submitted 2017-06-27
’Appropriate prudential requirements’ with regard to ancillary services undertakings for the assessment of the condition in Article 113(6)(a) CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 113
Submitted 2017-06-22
Annual contributions of institutions – which data should constitute the basis for the calculation of annual contributions to resolution financing arrangements in case of a significant change of the risk profile of an institution
Directive 2014/59/EU (BRRD) · Art. Article 103 BRRD
Submitted 2017-06-05
Definition of subordinated exposures
Regulation (EU) No 575/2013 (CRR) · Art. 161
Submitted 2017-05-16
Application of a Permanent Partial Use exemption under Article 150(1)(d) to the European Commission
Regulation (EU) No 575/2013 (CRR) · Art. 150
Submitted 2017-04-04
Scope of CRR definition of Financial Institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2017-03-24
Deduction of deferred tax assets
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2017-03-14
Sequence of write down of shares and subordinated debt
Directive 2014/59/EU (BRRD) · Art. 47, 48
Submitted 2017-03-07
Market risk capital treatment for third country CIU positions
Regulation (EU) No 575/2013 (CRR) · Art. 349
Submitted 2017-02-28
[Supervisory Benchmarking Exercise] Annex II, C 102, Column 110 - Filling in for LDPs
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Capital requirements for regular-way transactions during the settlement cycle
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2017-02-09
Use of Initial Margin (IM) posted by a Client as risk-mitigating effect in the calculation of the own funds requirement for CCP transactions the Clearing Member bank has with that Client
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2017-02-08
Calculation of the maximum risk weighted exposure amount (RWEA) for securitisation positions in accordance with Article 260 CRR [prior to Regulation 2017/2401]
Regulation (EU) No 575/2013 (CRR) · Art. 268
Submitted 2017-02-01
MTF operator being a member/participant of its own MTF
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2017-01-31
Applicability of Directive 2001/24/EC by virtue of Article 117 para 1 subpara 4 of Directive 2014/59/EU
Directive 2014/59/EU (BRRD) · Art. 117
Submitted 2017-01-24
Exercise of the power to convert liabilities towards creditors
Directive 2014/59/EU (BRRD) · Art. 43(3), 43(5)(a), 44(2), 46(1)(b), 75, and 101(2)
Submitted 2017-01-20
Deposits referred to the in Article 7(8) DGSD
Directive 2014/59/EU (BRRD) · Art. 43, 108
Submitted 2017-01-20
Funded and unfunded credit protection
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Position limits and short positions
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2016-12-19
Recapitalization
Directive 2014/59/EU (BRRD) · Art. 19-26
Submitted 2016-12-09
Necessary prior authorisation in Article 60
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-12-05
Deposits covered by third country deposit guarantee schemes
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-12-05
Liability already accrued
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-11-23
Calculation of distributable items for Additional Tier 1 instruments which is inconsistent across the EU
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-11-11
Pillar 3 Disclosure Requirements for Standalone Solo Banks with a Third Country Parent
Regulation (EU) No 575/2013 (CRR) · Art. 6, 13
Submitted 2016-11-09
Prudential treatment of extraordinary ex-post contributions to resolution funds pursuant to Article 104 of the BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2016-11-09
Application of the risk indicators in specific cases - Liquidity sub-group
Directive 2014/59/EU (BRRD) · Art. Article 103
Submitted 2016-11-03
Risk retention and credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-21
Difference between a reduction and a write-down
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-10-19
Application of 8% requirement to group resolution
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-10-19
Investment advice on an independent basis
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries
Submitted 2016-10-10
Determination of the recapitalisation amount of MREL (in the RTS on MREL)
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2016-10-07
Definition of "originator"
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-04
Calculation of “total liabilities including own funds”
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-09-22
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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