EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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133 Q&As matching current filters · page 3 of 3

Definition of "external customers" mentioned in iii) of b) of Paragraph 1 of Article 96

Directive 2014/59/EU (BRRD) · Art. 96

EBA Rejected question

Submitted 2019-03-15

Treatment for the intragroup derivative liabilities in the methodology to calculate ex-ante annual contributions to the Single Resolution Fund

Directive 2014/59/EU (BRRD) · Art. 103

EBA Rejected question

Submitted 2019-02-27

Unique row identifier for template Z 08.00 - Critical services (SERV)

Directive 2014/59/EU (BRRD) · Art. 11

EBA Rejected question

Submitted 2019-01-14

Transactions to consider in the share of interbank loans and deposits in the European Union

Directive 2014/59/EU (BRRD) · Art. 103

EBA Rejected question

Submitted 2018-10-25

Contextual limits to the ancillary power in Article 64.1.f) BRRD

Directive 2014/59/EU (BRRD) · Art. 64

EBA Rejected question

Submitted 2018-04-15

Leverage ratio methodology - Art. 429(6) and (7) of Reg.(EU) No 575/2013 and Art. 429 a) of the Del. Reg. 2015/62 - art. 5 par. 3 of Comm. Deleg. Regulation (EU) 2015/63

Directive 2014/59/EU (BRRD) · Art. 103

EBA Rejected question

Submitted 2018-02-22

Clarification regarding the consideration in Article 42(6)

Directive 2014/59/EU (BRRD) · Art. 42

EBA Rejected question

Submitted 2018-02-07

Potential inconsistency between articles 68 and articles 69 through 71 in what concerns exemptions.

Directive 2014/59/EU (BRRD) · Art. 68

EBA Rejected question

Submitted 2017-07-25

Annual contributions of institutions – which data should constitute the basis for the calculation of annual contributions to resolution financing arrangements in case of a significant change of the risk profile of an institution

Directive 2014/59/EU (BRRD) · Art. Article 103 BRRD

EBA Rejected question

Submitted 2017-06-05

Sequence of write down of shares and subordinated debt

Directive 2014/59/EU (BRRD) · Art. 47, 48

EBA Rejected question

Submitted 2017-03-07

Applicability of Directive 2001/24/EC by virtue of Article 117 para 1 subpara 4 of Directive 2014/59/EU

Directive 2014/59/EU (BRRD) · Art. 117

EBA Rejected question

Submitted 2017-01-24

Exercise of the power to convert liabilities towards creditors

Directive 2014/59/EU (BRRD) · Art. 43(3), 43(5)(a), 44(2), 46(1)(b), 75, and 101(2)

EBA Rejected question

Submitted 2017-01-20

Deposits referred to the in Article 7(8) DGSD

Directive 2014/59/EU (BRRD) · Art. 43, 108

EBA Rejected question

Submitted 2017-01-20

Recapitalization

Directive 2014/59/EU (BRRD) · Art. 19-26

EBA Rejected question

Submitted 2016-12-09

Deposits covered by third country deposit guarantee schemes

Directive 2014/59/EU (BRRD) · Art. 44

EBA Rejected question

Submitted 2016-12-05

Necessary prior authorisation in Article 60

Directive 2014/59/EU (BRRD) · Art. 60

EBA Rejected question

Submitted 2016-12-05

Liability already accrued

Directive 2014/59/EU (BRRD) · Art. 60

EBA Rejected question

Submitted 2016-11-23

Application of the risk indicators in specific cases - Liquidity sub-group

Directive 2014/59/EU (BRRD) · Art. Article 103

EBA Rejected question

Submitted 2016-11-03

Difference between a reduction and a write-down

Directive 2014/59/EU (BRRD) · Art. 60

EBA Rejected question

Submitted 2016-10-19

Application of 8% requirement to group resolution

Directive 2014/59/EU (BRRD) · Art. 44

EBA Rejected question

Submitted 2016-10-19

Determination of the recapitalisation amount of MREL (in the RTS on MREL)

Directive 2014/59/EU (BRRD) · Art. 45

EBA Rejected question

Submitted 2016-10-07

Calculation of “total liabilities including own funds”

Directive 2014/59/EU (BRRD) · Art. 44

EBA Rejected question

Submitted 2016-09-22

General principles governing resolution

Directive 2014/59/EU (BRRD) · Art. 34

EBA Rejected question

Submitted 2016-05-09

Use of deposit guarantee scheme

Directive 2014/59/EU (BRRD) · Art. 109

EBA Rejected question

Submitted 2016-04-15

Governing Law of the Instruments under Article 66.4.(a) of the BRRD

Directive 2014/59/EU (BRRD) · Art. 66

EBA Rejected question

Submitted 2016-04-13

bail in of interbank deposits with original maturity of less than seven days

Directive 2014/59/EU (BRRD) · Art. 44

EBA Rejected question

Submitted 2016-03-23

Contractual recognition of bail-in

Directive 2014/59/EU (BRRD) · Art. Article 55 Directive 2014/59/EU

EBA Rejected question

Submitted 2016-03-09

Contractual recognition of bail-in

Directive 2014/59/EU (BRRD) · Art. Article 55 Directive 2014/59/EU

EBA Rejected question

Submitted 2016-03-09

How are branches included in the scope of resolution funds?

Directive 2014/59/EU (BRRD) · Art. 1

EBA Rejected question

Submitted 2016-02-03

Use of DGS to finance a transfer covered deposits

Directive 2014/59/EU (BRRD) · Art. 109

EBA Rejected question

Submitted 2015-11-19

Reference to paragraph 8 in Article 41 (9)

Directive 2014/59/EU (BRRD) · Art. 41

EBA Rejected question

Submitted 2015-10-20

Treatment of derivative liabilities in the denominator of MREL

Directive 2014/59/EU (BRRD) · Art. 45

EBA Rejected question

Submitted 2015-09-02

Individual recovery plans for institutions directly supervised by the European Central Bank

Directive 2014/59/EU (BRRD) · Art. 4

EBA Rejected question

Submitted 2015-06-30

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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