EU Financial Regulatory Q&A Database

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 83(4), 209 to 215, 116(5)(6); 117(3)

Authorisation for credit institutions to operate a DLT MTF

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. Article 8 of DLTR

Crypto-asset services of a DLT MI

MiCA · Art. Articles 2 and 143 of MICA

Capital requirements for a DLT TSS

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Admission of subscription rights to trading or recording on a DLT market infrastructure

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. Article 3 of DLTR

2817

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. N/A

Risk concentration

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 182

Solvency Capital Requirement (SCR), Reporting Templates

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 189(2)(3) of DR

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions · Art. 116(6); 306

Application of the behavioural assumption of a 5-year cap for non-maturity deposits

Directive 2013/36/EU (CRD) · Art. 84

Calculation of average dividend pay-out ratio under Article 2(7)(a) of Regulation (EU) No 241/2014

Regulation (EU) No 575/2013 (CRR) · Art. 26

Key information document (KID)

(EU) No 1286/2014 - PRIIPs Regulation · Art. 4(8) and 8(3)(a)

Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Solvency Capital Requirement (SCR)

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. C0293 Bail-in rules

Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Disclosure Templates

(EU) 2023/895 - ITS for the disclosure of solvency and financial condition report · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. ANNEX VI Definitions of the CIC Table

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. ANNEX VI Definitions of the CIC Table

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Prudent Valuation: Reporting of AVAs in C 32.03

Regulation (EU) No 575/2013 (CRR) · Art. 430

Central bank eligibility of cash

Regulation (EU) No 575/2013 (CRR) · Art. 430

ESG P3 - Template 2 and 5 - Gross carrying amount for loans collateralized by RRE/CRE and multiple collaterals

Regulation (EU) No 575/2013 (CRR) · Art. 449a

COREP v3.2 – C 33.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

Deferred Tax Liabilities (DTL) that are non-deductible from Deferred tax assets (DTA) as per accounting rule

Regulation (EU) No 575/2013 (CRR) · Art. 430

Securitised derecognised assets

Regulation (EU) No 575/2013 (CRR) · Art. 430

Transfers to PPE

Regulation (EU) No 575/2013 (CRR) · Art. 430

Bucket definition (PD range) in the ITS on supervisory reporting

Regulation (EU) No 575/2013 (CRR) · Art. 430

Should collateral received via securities financing transaction that is subsequently sold short be reported as encumbered in F32.02? Follow-up question on 2014_946 related to short positions in Asset Encumbrance

Regulation (EU) No 575/2013 (CRR) · Art. 430

Clarification of scope of population for Corporate Bonds

Regulation (EU) No 575/2013 (CRR) · Art. 430

COREP Large exposure, validation rule v_1678 related to POCI assets

Regulation (EU) No 575/2013 (CRR) · Art. 430

Integration of sustainability within the MiFID II product governance requirements

Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries · Art. Commission Delegated Directive (EU) 2017/593, Articles 9(9) and 10(2)

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. 35 of SII Directive

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. 35 of SII Directive

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. 35 of SII Directive

Reporting Templates, Disclosure Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A