EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,595 Q&As matching current filters · page 23 of 32
Floors in calculation of RWA- and RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2022-04-28
Reporting of guarantees/non-financial collaterals in providing further credit risk mitigation for derivatives and SFTs in the credit risk templates C 07.00 / C 08.01
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-04-27
Calculation of goodwill included in the valuation of significant investments in insurance undertakings
Regulation (EU) No 575/2013 (CRR) · Art. 37
Submitted 2022-04-25
Reporting requirement of C34.01
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-04-21
Reporting of critical external providers in template Z 08.00
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2022-04-21
Business line mapping of ancillary activities
Regulation (EU) No 575/2013 (CRR) · Art. 318
Submitted 2022-04-20
Concentration risk and own risk hedging
Regulation (EU) No 2019/2033 (IFR) · Art. 36
Submitted 2022-04-13
The potential future exposure of a netting set with bilaterally exchanged collateral
Regulation (EU) No 2019/2033 (IFR) · Art. 29
Submitted 2022-04-13
Is the RWA capped at EAD amount for IRBA exposures as suggested by SBP validation check v6210
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2022-04-09
Calculation of goodwill included in the valuation of significant investments in insurance undertakings
Regulation (EU) No 575/2013 (CRR) · Art. 37
Submitted 2022-04-06
C34.01 Size of the Derivative Business – Application of validation rule v09805_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-03-31
C34.09 Credit Derivative Exposures – Signage of positive and negative fair values for credit derivatives
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-03-31
Upcoming deals in Liquiity risk reporting
Regulation (EU) No 575/2013 (CRR) · Art. Article 32
Submitted 2022-03-30
Scope of Article 118 CRR - World Food Programme
Regulation (EU) No 575/2013 (CRR) · Art. 118
Submitted 2022-03-29
Article 28 Outflows from other liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2022-03-28
Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position
Regulation (EU) No 575/2013 (CRR) · Art. 42
Submitted 2022-03-24
Scope of CRR definition of Financial Institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2022-03-24
Own credit risk
Regulation (EU) No 575/2013 (CRR) · Art. 327
Submitted 2022-03-24
Calculation of goodwill included in the valuation of significant investments in insurance undertakings
Regulation (EU) No 575/2013 (CRR) · Art. 37
Submitted 2022-03-24
Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position
Regulation (EU) No 575/2013 (CRR) · Art. 42
Submitted 2022-03-24
EAD value for CVA calculation
Regulation (EU) No 575/2013 (CRR) · Art. 384
Submitted 2022-03-23
LCR: Eligibility of HQLA held at EU subsidiary level for the consolidated HQLA liquidity buffer
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2022-03-18
Securitisation - application of look-through methodology
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-03-18
Validation rule v4821_m on column c0230 of Template C.08.02.
Regulation (EU) No 575/2013 (CRR) · Art. Commission Implementing Regulation (EU) No 451/2021
Submitted 2022-03-15
Validation rule v7371 - Securitization Template C 14.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2022-03-14
Calculation of a Prudent Value in combination with CET1-Deduction according to article 89 and 90 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 105
Submitted 2022-03-11
Mandatory substitution approach according to Articles 401(4) and 403 CRR for Lombard Facilities
Regulation (EU) No 575/2013 (CRR) · Art. 395, 401, 403
Submitted 2022-03-11
Risk weight for asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120 and others
Submitted 2022-03-11
Validation rule v09823
Regulation (EU) No 575/2013 (CRR) · Art. 277 and 277a
Submitted 2022-03-10
Amortised amounts of tier 2 capital instruments as source of ASF
Regulation (EU) No 575/2013 (CRR) · Art. 428o
Submitted 2022-03-07
Validation rule v1376
Regulation (EU) No 575/2013 (CRR) · Art. Annex V
Submitted 2022-03-07
Interpretation of the words ‘preceding year’ in Method B under Article 9(1) of the PSD2
Directive 2015/2366/EU (PSD2) · Art. 9
Submitted 2022-02-23
Interpretation of K-DTF
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Submitted 2022-02-22
SACCR - MPOR for derivatives between a clearing member and a CCP
Regulation (EU) No 575/2013 (CRR) · Art. 279
Submitted 2022-02-21
Treatment of "not designated elements" for the purpose of computing prudential capital requirements
Regulation (EU) No 575/2013 (CRR) · Art. 33
Submitted 2022-02-18
Treatment of amortization and interest flows - received within 30 days - from securities
Regulation (EU) No 575/2013 (CRR) · Art. 32
Submitted 2022-02-18
Validation rule v10248_h
Regulation (EU) No 575/2013 (CRR) · Art. 317
Submitted 2022-02-17
v09805_m, size of the derivatives business
Regulation (EU) No 575/2013 (CRR) · Art. 273a(3), 430
Submitted 2022-02-17
Calculation of amount outstanding at default and loss given default for products in scope of Article 166 (10) of Regulations (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 4, 166, 166, 181
Submitted 2022-02-16
Calculation of loss given default for fully off-balance exposures in case there are no additional drawings after the default date.
Regulation (EU) No 575/2013 (CRR) · Art. 4, 181
Submitted 2022-02-16
Contributions to Resolution Financing Arrangements - clarification regarding the use of the risk indicator of "Own funds and eligible liabilities held by institution in excess of MREL" in calculation of the contributions to resolution financing arrangements
Directive 2014/59/EU (BRRD) · Art. 103
Submitted 2022-02-15
v5017_a
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-02-11
Own estimation of conversion factors for off-balance sheet exposures for binding mortgage/loan offers
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2022-02-11
Exposure class for fair value changes of the hedged items in portfolio hedge of interest rate risk
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2022-02-11
v10703_h/ v10711_h
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-02-11
EBA/GL/2017/16 Interpretation
Regulation (EU) No 575/2013 (CRR) · Art. 152
Submitted 2022-02-10
Foreign Exchange Risk – Interest Rate Swaps and Forward Rate Agreements in C 22.00
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2022-02-08
C32_01 template: Fair value changes of the hedged items in portfolio hedge of interest rate risk
Regulation (EU) No 575/2013 (CRR) · Art. IAS 39.89A(a); IFRS 9.6.5.8; Accounting Directive art 8(5), (6).
Submitted 2022-02-08
Standardised Approach for Counterparty Credit Risk (SA-CCR) exposure value for a netting set subject to a margin agreement
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2022-02-04
Complusory reserves in F 01.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2022-02-02
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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