EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,152 Q&As matching current filters · page 21 of 24
Pillar 3 Disclosure Requirements for Standalone Solo Banks with a Third Country Parent
Regulation (EU) No 575/2013 (CRR) · Art. 6, 13
Submitted 2016-11-09
Risk retention and credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-21
Definition of "originator"
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-04
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Items associated with particular high risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-26
Clarification is sought on the treatment of defined benefit pension funds for the purposes of determining market risk RWA
Regulation (EU) No 575/2013 (CRR) · Art. 41
Submitted 2016-07-21
Max amount of cash leverage in the mandate of an AIF in order to NOT be considered as a high risk exposure
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-20
Treatment of irrevocable payment commitments according to Article 103(3) BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111, 112, 134; 166, 147 156
Submitted 2016-07-15
Delta equivalent amount of cash-or-nothing digital (binary) options
Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358
Submitted 2016-07-04
Assignment of exposures to exposure class of Public Sector Entities
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-07-01
Supervisory permission for reducing own funds if the institution repays share premium to its shareholders
Regulation (EU) No 575/2013 (CRR) · Art. 26(1)(b), 77
Submitted 2016-06-28
Clarification on "explicit guarantee arrangements"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-06-17
VaR Multipliers
Regulation (EU) No 575/2013 (CRR) · Art. 366 CRR
Submitted 2016-05-31
Clarification on the treatment of regular clearing positions of central counterparties (CCPs) in the leverage ratio exposure measure (provided CCPs are subject to leverage ratio regulation)
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2016-05-27
Consideration of collateral in the potential future credit exposure
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2016-05-16
Hedging derivatives in country splits of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-17
Counterparty Credit Risk, Credit Default Swaps
Regulation (EU) No 575/2013 (CRR) · Art. 299
Submitted 2016-04-07
How institution-specific buffer and Capital buffer shall be reported in target CET1, T1 and Total Capital ratios (COREP C 03.00)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-06
Appropriate medium and location for disclosure
Regulation (EU) No 575/2013 (CRR) · Art. 434, 431(4)
Submitted 2016-03-08
Capital requirement regard to own debt instruments.
Regulation (EU) No 575/2013 (CRR) · Art. 327
Submitted 2016-02-29
Risk weight for exposures to central-government-risk PSEs with an original maturity of 3 months or less, which are denominated in foreign currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-02-25
Relevant competent authority to determine the same risk weight treatment as the central government
Regulation (EU) No 575/2013 (CRR) · Art. 115
Submitted 2016-02-19
Mark-to-Market Method: Residual Maturity for Physically Settled Contracts
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2016-02-18
Toleranzschwellen bei Korrekturmeldungen gemäß Verordnung (EU) Nr. 680/2014
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-02-10
Exposure Value under the Equity method of accounting
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2016-02-09
Expected outflows from derivatives
Regulation (EU) No 575/2013 (CRR) · Art. Article 30 of Delegated Regulation 2015/61
Submitted 2016-01-25
Cash variation margin received in the same currency of settlement of the derivative contract
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2016-01-14
Liquidity waiver for institutions controlled by EU parent financial holding company
Regulation (EU) No 575/2013 (CRR) · Art. 8
Submitted 2016-01-05
Calculation of the value of exposures resulting from the settlement of debt instruments and equities processed through a delivery-versus-payment (DvP) mechanism.
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2015-12-18
Deposits by Financial Customers
Regulation (EU) No 575/2013 (CRR) · Art. 424
Submitted 2015-12-17
Calculation of ELGD under the Supervisory Formula Method in case of a re-securitisation
Regulation (EU) No 575/2013 (CRR) · Art. 262
Submitted 2015-12-08
Can multiple exemptions be applied to an exposure at the same time?
Regulation (EU) No 575/2013 (CRR) · Art. 400
Submitted 2015-12-07
Secured central bank lending and liquidity buffer adjustment
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2015-12-03
COREP form C72
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2015-11-12
Corporate Treasury Entities
Regulation (EU) No 575/2013 (CRR) · Art. 411
Submitted 2015-10-19
Recovery rate of the foreclosure assets calculation
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2015-10-15
Counterparty credit risk
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-10-08
Application of Article 11 CRR in terms of determining the scope of application for multi-national banking groups
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2015-10-01
Market, Credit and Counterparty risks of Central Counterparty under CRR
Regulation (EU) No 575/2013 (CRR) · Art. 515
Submitted 2015-09-04
Can the activity consisting in granting credits on own account without collecting deposits or other repayable funds from the public be subject to the requirements of the CRD IV regarding the freedom to provide services and freedom of establishment?
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2015-08-19
Scope of application of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2015-08-05
Potential Future Exposure (PFE) add-ons for written options out side netting agreement
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2015-08-04
Definition of Aggregate Liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2015-07-23
Undrawn credit facility from central bank as inflow
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2015-07-17
Own funds for foreign branches
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2015-07-14
Mark-to-Market Method: Application of perfectly matching provisions to FX forwards
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2015-07-07
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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