EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397ESMA 1,523EIOPA 2,635Joint Committee 256
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65 Q&As matching current filters · page 2 of 2

Transparency - Trading venues

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Answer Published

Answered 2017-04-03

Transparency - OTC transactions reported to APA - outsourcing post-transparency reporting requirement

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)

ESMA Answer Published

Answered 2017-04-03

Transparency - pre-trade quote publication and ISIN

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Answer Published

Answered 2017-04-03

Data disaggregation

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Answer Published

Answered 2016-11-18

Data disaggregation

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Answer Published

Answered 2016-11-18

Data disaggregation

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Answer Published

Answered 2016-11-18

Mid-month reports

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Published Answer Updated

Answered 2016-10-03

Application of the double volume mechanism to newly issued instruments

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Answer Published

Answered 2016-10-03

Post-trade deferral regime for bonds, ETCs, ETNs and SFPs under the draft RTS 2 published by ESMA on 16 December 2024

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Draft RTS 2 as published by ESMA on 16 December 2024

ESMA Question Published

Submitted 2025-04-24

Questions related to package orders/transactions

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Question Published

Submitted 2024-10-16

Fees charged to CCPs in relation to access to trading venues

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Question Published

Submitted 2023-10-13

Q&A on cross orders in non-equity instruments below LIS

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Question Published

Submitted 2023-07-05

Fees charged to CCPs in relation to access to trading venues

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2023-05-30

Fees charged to CCPs in relation to access to trading venues

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Forwarded to EC/Public Consultation/Other

Submitted 2023-05-30

Fees charged to CCPs in relation to access to trading venues

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

ESMA Question Published

Submitted 2023-05-30

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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