EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,600 Q&As matching current filters · page 170 of 172
Application of a Permanent Partial Use exemption under Article 150(1)(d) to the European Commission
Regulation (EU) No 575/2013 (CRR) · Art. 150
Submitted 2017-04-04
Scope of CRR definition of Financial Institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2017-03-24
Deduction of deferred tax assets
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2017-03-14
Sequence of write down of shares and subordinated debt
Directive 2014/59/EU (BRRD) · Art. 47, 48
Submitted 2017-03-07
[Supervisory Benchmarking Exercise] Annex II, C 102, Column 110 - Filling in for LDPs
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Market risk capital treatment for third country CIU positions
Regulation (EU) No 575/2013 (CRR) · Art. 349
Submitted 2017-02-28
Capital requirements for regular-way transactions during the settlement cycle
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2017-02-09
Use of Initial Margin (IM) posted by a Client as risk-mitigating effect in the calculation of the own funds requirement for CCP transactions the Clearing Member bank has with that Client
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2017-02-08
Calculation of the maximum risk weighted exposure amount (RWEA) for securitisation positions in accordance with Article 260 CRR [prior to Regulation 2017/2401]
Regulation (EU) No 575/2013 (CRR) · Art. 268
Submitted 2017-02-01
MTF operator being a member/participant of its own MTF
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2017-01-31
Applicability of Directive 2001/24/EC by virtue of Article 117 para 1 subpara 4 of Directive 2014/59/EU
Directive 2014/59/EU (BRRD) · Art. 117
Submitted 2017-01-24
Exercise of the power to convert liabilities towards creditors
Directive 2014/59/EU (BRRD) · Art. 43(3), 43(5)(a), 44(2), 46(1)(b), 75, and 101(2)
Submitted 2017-01-20
Deposits referred to the in Article 7(8) DGSD
Directive 2014/59/EU (BRRD) · Art. 43, 108
Submitted 2017-01-20
Funded and unfunded credit protection
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Position limits and short positions
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2016-12-19
Recapitalization
Directive 2014/59/EU (BRRD) · Art. 19-26
Submitted 2016-12-09
Necessary prior authorisation in Article 60
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-12-05
Deposits covered by third country deposit guarantee schemes
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-12-05
Liability already accrued
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-11-23
Calculation of distributable items for Additional Tier 1 instruments which is inconsistent across the EU
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-11-11
Prudential treatment of extraordinary ex-post contributions to resolution funds pursuant to Article 104 of the BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2016-11-09
Pillar 3 Disclosure Requirements for Standalone Solo Banks with a Third Country Parent
Regulation (EU) No 575/2013 (CRR) · Art. 6, 13
Submitted 2016-11-09
Application of the risk indicators in specific cases - Liquidity sub-group
Directive 2014/59/EU (BRRD) · Art. Article 103
Submitted 2016-11-03
Risk retention and credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-21
Difference between a reduction and a write-down
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-10-19
Application of 8% requirement to group resolution
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-10-19
Investment advice on an independent basis
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries
Submitted 2016-10-10
Determination of the recapitalisation amount of MREL (in the RTS on MREL)
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2016-10-07
Definition of "originator"
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-04
Calculation of “total liabilities including own funds”
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-09-22
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Items associated with particular high risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-26
Clarification is sought on the treatment of defined benefit pension funds for the purposes of determining market risk RWA
Regulation (EU) No 575/2013 (CRR) · Art. 41
Submitted 2016-07-21
Max amount of cash leverage in the mandate of an AIF in order to NOT be considered as a high risk exposure
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-20
Treatment of irrevocable payment commitments according to Article 103(3) BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111, 112, 134; 166, 147 156
Submitted 2016-07-15
Delta equivalent amount of cash-or-nothing digital (binary) options
Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358
Submitted 2016-07-04
Assignment of exposures to exposure class of Public Sector Entities
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-07-01
Clarification on "explicit guarantee arrangements"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-06-17
VaR Multipliers
Regulation (EU) No 575/2013 (CRR) · Art. 366 CRR
Submitted 2016-05-31
Treatment of exposures to non-EU equivalent investment firms, non-EU equivalent credit institutions and non-EU equivalent exchanges.
Regulation (EU) No 575/2013 (CRR) · Art. 107
Submitted 2016-05-19
General principles governing resolution
Directive 2014/59/EU (BRRD) · Art. 34
Submitted 2016-05-09
Hedging derivatives in country splits of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-17
Use of deposit guarantee scheme
Directive 2014/59/EU (BRRD) · Art. 109
Submitted 2016-04-15
Governing Law of the Instruments under Article 66.4.(a) of the BRRD
Directive 2014/59/EU (BRRD) · Art. 66
Submitted 2016-04-13
bail in of interbank deposits with original maturity of less than seven days
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-03-23
AT1 distribution and full year loss
Directive 2013/36/EU (CRD) · Art. article 141
Submitted 2016-03-22
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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