EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

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7,150 Q&As matching current filters · page 16 of 143

Risk Free Rate (RFR)

Risk-Free Interest Rate - Financial market data

EIOPA

Answered 2024-12-16

Guidelines on funds' names

Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU

ESMA Answer Published

Answered 2024-12-13

Guidelines on funds' names

Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU

ESMA Answer Published

Answered 2024-12-13

Guidelines on funds' names

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2024-12-13

Guidelines on funds' names

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2024-12-13

Guidelines on funds' names

Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU

ESMA Answer Published

Answered 2024-12-13

Guidelines on funds' names

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

ESMA Answer Published

Answered 2024-12-13

Legal persons to whom the requirement to comply with reporting requirements under Article 54 of the IFR on a consolidated basis applies.

Regulation (EU) No 2019/2033 (IFR) · Art. 7 and 54

EBA Final Q&A

Answered 2024-12-13

Validation rules in Reporting Framework 3.4

Directive 2013/36/EU (CRD) · Art. 84

EBA Final Q&A

Answered 2024-12-13

Assets which are not immediately available for monetisation in C 66.01

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2024-12-13

Possibility of natural persons and trusts / trustees to be authorised as CASPs

MiCA

ESMA Answer Published

Answered 2024-12-12

Minimum capital requirements for CASPs

MiCA

ESMA Answer Published

Answered 2024-12-12

Audit / certification of CASP financial statements

MiCA

ESMA Answer Published

Answered 2024-12-12

Reporting by IORPs

(EU) 2016/2341 - IORP II Directive

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-12

Reporting Templates, Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-11

Reporting Templates, Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-11

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. ANNEX VI Definitions of the CIC Table

EIOPA

Answered 2024-12-11

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 1(55a); 164(b)

EIOPA

Answered 2024-12-11

Technical Provisions (TPs)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 38(1)(a) of DR; Article 77(3) of SII Directive

EIOPA

Answered 2024-12-11

Questions on Microenterprises and RMF

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Final Report on Draft RTS on ICT Risk Management Framework and on Simplified ICT Risk Management Framework

ESMA Answer Published

Answered 2024-12-11

Exemption for Non-EU ICT Intra-group Service Providers

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 31

EBA Final Q&A

Answered 2024-12-11

Duplicate ICT Incident Reporting

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 19

EBA Final Q&A

Answered 2024-12-11

Critical Services Affected

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 18

EBA Final Q&A

Answered 2024-12-11

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-11

Technical Provisions (TPs)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 9(1) and 28

EIOPA

Answered 2024-12-11

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-09

Applicability of DORA and TFR Requirements to VASPs Not Classified as CASPs Under MiCAR

MiCA · Art. Applicability of DORA and TFR Requirements to VASPs Not Classified as CASPs Under MiCAR

ESMA Answer Published

Answered 2024-12-08

Life-Cycle of ELTIFS

European Long-Term Investment Funds Regulation (ELTIF) Regulation (EU) 2015/760

ESMA Answer Published

Answered 2024-12-06

Financial Stability Reporting

Guidelines on financial stability reporting, Guidelines on reporting for financial stability purposes

EIOPA

Answered 2024-12-05

Risk concentration

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

EIOPA

Answered 2024-12-05

Application of DORA to AIFMs which have chosen to opt-in to the application of the AIFMD but whose asset under managment is below the thresholds as provided for by Article 3(2) of AIFMD

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Articles 2(1)(k) and 2(3)(a), Regulation (EU) 2022/2554 (“DORA”)

ESMA Answer Published

Answered 2024-12-03

Interest flows

Regulation (EU) No 575/2013 (CRR) · Art. Implementing Technical Standards on Supervisory Reporting amendments with regards to ALMM

EBA Final Q&A

Answered 2024-11-29

ICT third-party risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 30

EIOPA

Answered 2024-11-28