EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,114 Q&As matching current filters · page 14 of 23
Exposure to an entity that holds a loan portfolio composed of purchased or self-originated loans which are secured by real estate properties and their assignment to the regulatory asset class “exposures associated with particularly high risk”
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2022-10-11
Exposure Value in repurchase transaction
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2022-10-10
Size of the position to calculate concentrated position AVA
Regulation (EU) No 575/2013 (CRR) · Art. 14
Submitted 2022-10-10
Reporting allocation of overdrafts from financial customers in template C74.00
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2022-10-04
Validation rule v5697_s
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-10-03
General Prior Permission (GPP) to call, redeem, repay or repurchase eligible liabilities pursuant to Article 78a(1) second subparagraph of the CRR .
Regulation (EU) No 575/2013 (CRR) · Art. 78a
Submitted 2022-10-03
Deals agreed but not yet settled
Regulation (EU) No 575/2013 (CRR) · Art. 32
Submitted 2022-10-03
C08.07 / CR6-A: Contradictory instructions on inclusion of CCR into reporting and disclosure template
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-27
Scope of temporary treatment of unrealised gains and losses measured at fair value through other comprehensive income in view of the COVID-19 pandemic
Regulation (EU) No 575/2013 (CRR) · Art. 468
Submitted 2022-09-26
EBA validation rule v5842_h for entities using BIA for OP risk
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-26
v7371_m and v7372_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-23
Validation rule v6332_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-20
PRUVAL - Matching Total fair values liabilities with FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 105
Submitted 2022-09-19
Prudential filters to the fair value reserves associated to Cash Flow Hedge
Regulation (EU) No 575/2013 (CRR) · Art. 33
Submitted 2022-09-16
Validation rules RRDET_V6567_S_0001, RRDET_V6566_S_0001, and RRDET_V6327_M0001 relating to Template C 32.01 don't allow negative values.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-12
Determination of own funds requirements for convexity risk ('gamma risk'), according to the Delta plus approach, for options positions in Exchange traded funds with multiple sector components
Regulation (EU) No 575/2013 (CRR) · Art. 329
Submitted 2022-09-12
Encumbrance of assets
Regulation (EU) No 575/2013 (CRR) · Art. 509
Submitted 2022-09-05
Reporting of Negative Fair Value Hedge Adjustments as exposures
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-09-05
Confirmation of compliance with Article 429b(3c) concerning the interest calculation in Notional Cash Pooling
Regulation (EU) No 575/2013 (CRR) · Art. 429b
Submitted 2022-09-01
Treatment of credit institutions from the UK in calculation of risk weighted assets
Regulation (EU) No 575/2013 (CRR) · Art. 107
Submitted 2022-08-30
SA-CCR cap margin agreement
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2022-08-25
Validation rule v7371_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-08-23
FINREP - v10612_m in F 18.00
Regulation (EU) No 575/2013 (CRR) · Art. Annex III
Submitted 2022-08-19
Recognition of plots of land as real estate collateral
Regulation (EU) No 575/2013 (CRR) · Art. 126
Submitted 2022-08-18
Own-conversion factor estimation for fully-drawn facilities
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2022-08-18
When to apply CCF to residential mortgage off balance sheet exposure
Regulation (EU) No 575/2013 (CRR) · Art. 125
Submitted 2022-08-17
Wrong validation at the level of the number of obligors between C08.01 and C34.07.
Regulation (EU) No 575/2013 (CRR) · Art. 216
Submitted 2022-08-12
Traditional SRT securitisations with derecognized underlying assets
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-08-12
Pillar 3 disclosure on Net Stable Funding Ratio
Regulation (EU) No 575/2013 (CRR) · Art. Article 451a
Submitted 2022-08-12
COREP C35 - consistency controls v09703_m and v09711_m
Regulation (EU) No 575/2013 (CRR) · Art. NA
Submitted 2022-08-11
C 08.01, v10540_h
Regulation (EU) No 575/2013 (CRR) · Art. Na
Submitted 2022-08-11
COREP C35 - consistency controls v09683_m; v09684_m and v09691_m
Regulation (EU) No 575/2013 (CRR) · Art. NA
Submitted 2022-08-11
Identification of counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 305
Submitted 2022-08-08
Promotional loans that constitute claims on central governments, regional governments, local authorities or public sector entities
Regulation (EU) No 575/2013 (CRR) · Art. 429a (1)
Submitted 2022-08-05
v5839_m vs Q&A 5434
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-08-05
v6303_m not passed due to market conditions (C 24.00)
Regulation (EU) No 575/2013 (CRR) · Art. 364
Submitted 2022-08-02
Deposit broker
Regulation (EU) No 575/2013 (CRR) · Art. 411
Submitted 2022-07-29
Question on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks - template 4
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-28
Questions on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks - template 10
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-28
Questions on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks, specifically regarding template 5
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-28
Level 2A Assets market value in C 66.01 counterbalancing capacity section.
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-07-22
Article 111 or about
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2022-07-14
NACE codes for the sectors that highly contribute to climate change for Pillar 3 ESG risks disclosure, Template 1
Regulation (EU) No 575/2013 (CRR) · Art. Article 449a CRR
Submitted 2022-07-13
Residential Immovable Property
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-13
Scope of templates C 08.05 and C 08.05.1
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-07-05
v6566_s - Negative FV changes of hedged items (C 32.01)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2022-07-04
Template 1: banking book (prudential disclosures on ESG risks)
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-01
Template 10: other climate change mitigating actions
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-01
Template 5: climate change physical risk
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-01
Template 2: banking book - climate change transition risk
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2022-07-01
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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