EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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7,216 Q&As matching current filters · page 128 of 145

Total inflows excluded due do cap

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2014-11-07

Minority interests

Regulation (EU) No 575/2013 (CRR) · Art. 81, 26 (d), 84 (a)

EBA Final Q&A

Answered 2014-11-07

In the case of a repurchase of CET 1 instruments, AT 1 instruments, or T 2 instruments for market making purposes, competent authorities may give their permission in advance to reducing own funds for a certain predetermined amount.

Regulation (EU) No 575/2013 (CRR) · Art. 77

EBA Final Q&A

Answered 2014-10-31

Classification of invoice discount facilities as full risk items

Regulation (EU) No 575/2013 (CRR) · Art. Annex 1

EBA Final Q&A

Answered 2014-10-31

Inconsistency between the definition of "accumulated impairment" in paragraphs 46 and 161

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-10-31

C 60.00 Items requiring stable funding - treatment of NPLs

Regulation (EU) No 575/2013 (CRR) · Art. 428

EBA Final Q&A

Answered 2014-10-31

Additional Tier 1 and Tier 2

Regulation (EU) No 575/2013 (CRR) · Art. 82

EBA Final Q&A

Answered 2014-10-31

Eligible capital under Art. 4(1)(71)(a) and (b) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2014-10-29

Maturity-based calculation of general risk

Regulation (EU) No 575/2013 (CRR) · Art. 339

EBA Final Q&A

Answered 2014-10-24

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 484

EBA Final Q&A

Answered 2014-10-24

Retail Depoists - EUR1 million limit

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Final Q&A

Answered 2014-10-24

Inclusion of derivatives in the product list mentioned in Article 378

Regulation (EU) No 575/2013 (CRR) · Art. 378

EBA Final Q&A

Answered 2014-10-24

Types of collateral to be taken into account in the calculation of hypothetical capital by a CCP in accordance with Article 223(5) of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 520

EBA Final Q&A

Answered 2014-10-24

Administrative penalties for legal persons

Directive 2013/36/EU (CRD) · Art. 66, 67

EBA Final Q&A

Answered 2014-10-24

Application of Article 52 of Regulation (EU) No 575/2013 (CRR) at consolidated level

Regulation (EU) No 575/2013 (CRR) · Art. 52, 54

EBA Final Q&A

Answered 2014-10-24

Definition of a "material penalty" and "individually justified circumstances"

Regulation (EU) No 575/2013 (CRR) · Art. 421

EBA Final Q&A

Answered 2014-10-24

Interpretation of Article 24 of the CRR regarding own funds requirement at solo level

Regulation (EU) No 575/2013 (CRR) · Art. 24

EBA Final Q&A

Answered 2014-10-24

Scope of application of FINREP

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-10-17

Definition of Investments in Private Equity

Regulation (EU) No 575/2013 (CRR) · Art. 128

EBA Final Q&A

Answered 2014-10-17

Risk Weights for International Organisations

Regulation (EU) No 575/2013 (CRR) · Art. 118

EBA Final Q&A

Answered 2014-10-10

Scope of Waiver for Amended Solo Consolidation and Impact on Supervisory Reporting

Regulation (EU) No 575/2013 (CRR) · Art. Article 9 of CRR

EBA Final Q&A

Answered 2014-10-10

Maturity matching

Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69

EBA Final Q&A

Answered 2014-10-10

Scope of application of the new FINREP framework

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-10-10

v0679_m: taxonomy is incorrect.

Regulation (EU) No 575/2013 (CRR) · Art. 429

EBA Final Q&A

Answered 2014-10-03

Content of “accumulated changes in fair value due to credit risk” in template F 16.05

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-10-03

What day count convention is to be used in Regulation (EU) No 575/2013 (CRR) Art.116 (3)

Regulation (EU) No 575/2013 (CRR) · Art. 116

EBA Final Q&A

Answered 2014-10-03

Annex II and VIII of the ITS on supervisory reporting under the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 395

EBA Final Q&A

Answered 2014-10-03

Definition of independent valuer referred to in Article 229(1) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 229

EBA Final Q&A

Answered 2014-10-03

Definition of non-financial corporate credit and liquidity facilities.

Regulation (EU) No 575/2013 (CRR) · Art. 424

EBA Final Q&A

Answered 2014-10-03

Missing activity in NACE code - for agiculure

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-10-03

LCR Sign Convention

Regulation (EU) No 575/2013 (CRR) · Art. Art. 420-424 CRR

EBA Final Q&A

Answered 2014-10-03

F 31.01

Regulation (EU) No 575/2013 (CRR) · Art. none

EBA Final Q&A

Answered 2014-10-03

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 290

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-10-03

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 080

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-10-03

Exit criteria for performing exposure under probation that has been reclassifiied to non-performing because it has been re-forborne or is more than 30 days past-due

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-10-03

Substitution of ratings for CRMT purposes

Regulation (EU) No 575/2013 (CRR) · Art. 197

EBA Final Q&A

Answered 2014-10-03

Treatment of recognised exchanges (non-third country vs. third country)

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Final Q&A

Answered 2014-10-03

Forbearance - Arrangement to Pay and Promise to Pay

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-10-03

Relevance of Issuers Rating for Article 120 of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 120

EBA Final Q&A

Answered 2014-10-03

Treatment of Croatian currency - Kuna (HRK) and Croatian national market in Market risk reporting templates

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-26

Lines 290 to 320 of the CR SA’ state

Regulation (EU) No 575/2013 (CRR) · Art. Article 112

EBA Final Q&A

Answered 2014-09-26

Different ID

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-26

Validation rule v3995_u

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2014-09-26

Risk weighted exposures of CET1 holdings in financial sector entities which are not deducted from the institution's CET1 capital

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-26

Geographical Breakdown

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-26

Header in Template C_09.02 has incorrect wording

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-26

CR GB 2 - Row 140 – Total exposures

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-26

Annex XV - Validation formulae and FINREP F 02.00

Regulation (EU) No 575/2013 (CRR) · Art. 81

EBA Final Q&A

Answered 2014-09-26

Annex XV Validation rule v0559m does not match the Taxonomy 2.0.1 validation being excuted

Regulation (EU) No 575/2013 (CRR) · Art. Annex XV

EBA Final Q&A

Answered 2014-09-26

Annex XV - Validation formulae and FINREP F 05.00

Regulation (EU) No 575/2013 (CRR) · Art. 81

EBA Final Q&A

Answered 2014-09-26

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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