EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

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7,361 Q&As matching current filters · page 124 of 148

Transferred financial assets, Template 15, validation rules for column 10

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-10-02

Template 43 Provisions, columns 040 and 060

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-10-02

Exit Criteria NPE

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-10-02

Performing FBE

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-10-02

Eligibility of pooled assets for liquidity purposes

Regulation (EU) No 575/2013 (CRR) · Art. 416

EBA Final Q&A

Answered 2015-10-02

Inclusion of insurance undertakings in prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 4, 18

EBA Final Q&A

Answered 2015-10-02

Definition of threshold

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Final Q&A

Answered 2015-10-02

Number of distinct calculations required to assess materiality of changes to internal IRC models

Regulation (EU) No 575/2013 (CRR) · Art. 363

EBA Final Q&A

Answered 2015-09-25

Market making in several AT1 or T2 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 78

EBA Final Q&A

Answered 2015-09-25

Recognition of contractual netting of legal entities of a group

Regulation (EU) No 575/2013 (CRR) · Art. 295

EBA Final Q&A

Answered 2015-09-25

QRRE loss rate

Regulation (EU) No 575/2013 (CRR) · Art. 154

EBA Final Q&A

Answered 2015-09-25

Calculation of exposure values of trade exposures with QCCP in accordance with Article 306(1)(a) of the CRR.

Regulation (EU) No 575/2013 (CRR) · Art. 306

EBA Final Q&A

Answered 2015-09-25

Asset Encumbrance & Covered Bonds

Regulation (EU) No 575/2013 (CRR) · Art. 100

EBA Final Q&A

Answered 2015-09-25

Clarification of the treatment of positions in commodities for the purposes of calculating net and gross position according to Article 360(1) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 360

EBA Final Q&A

Answered 2015-09-25

PD substitution and eligibility of guarantors

Regulation (EU) No 575/2013 (CRR) · Art. 202

EBA Final Q&A

Answered 2015-09-04

Is operational leasing included in annex 1 to Directive 2013/36/EU and shall it be included in a consolidated situation?

Directive 2013/36/EU (CRD) · Art. Annex 1 to Directive 2013/36/EU

EBA Final Q&A

Answered 2015-08-28

Initial margin for the purpose of hypothetical capital calculation

Regulation (EU) No 575/2013 (CRR) · Art. 520

EBA Final Q&A

Answered 2015-08-21

Validation Rules v0677_m, v0678_m and v0726_m for Leverage Ratio

Regulation (EU) No 575/2013 (CRR) · Art. 429, 429a, 429b

EBA Final Q&A

Answered 2015-08-14

Related party balances

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-07-31

LCR inflows/outflows for collateralised stock borrow/lend transactions within 30 day window

Regulation (EU) No 575/2013 (CRR) · Art. 423

EBA Final Q&A

Answered 2015-07-31

Reporting of Additions (c010) and Reversals (c020) in Table 16.7

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-07-31

Group recovery plans with regard to non-EU subsidiaries

Directive 2014/59/EU (BRRD) · Art. 7

EBA Final Q&A

Answered 2015-07-24

Provision of IGFS under Article 23

Directive 2014/59/EU (BRRD) · Art. 23

EBA Final Q&A

Answered 2015-07-24

Joint control (by more than one Union parent undertaking) over a subsidiary

Directive 2014/59/EU (BRRD) · Art. 7

EBA Final Q&A

Answered 2015-07-24

Authorisation to breach large exposures requirements in the context of IGFS

Directive 2014/59/EU (BRRD) · Art. 23

EBA Final Q&A

Answered 2015-07-24

Usage of Multiple Point of Entry (MPE) and Single Point of Entry (SPE) in resolution plans (scenarios)

Directive 2014/59/EU (BRRD) · Art. 10, 12

EBA Final Q&A

Answered 2015-07-24

Contents of group resolution plans

Directive 2014/59/EU (BRRD) · Art. 12

EBA Final Q&A

Answered 2015-07-24

Powers of the temporary administrator

Directive 2014/59/EU (BRRD) · Art. 29

EBA Final Q&A

Answered 2015-07-24

Intra-Group Financial Support to subsidiaries in third countries

Directive 2014/59/EU (BRRD) · Art. 19

EBA Final Q&A

Answered 2015-07-24

Institution or entity in Article 19 (3) (a)

Directive 2014/59/EU (BRRD) · Art. 19

EBA Final Q&A

Answered 2015-07-24

Assessment of group recovery plans

Directive 2014/59/EU (BRRD) · Art. 6

EBA Final Q&A

Answered 2015-07-24

Interpretation of “group headed by the Union parent undertaking” in Article 7 (1)

Directive 2014/59/EU (BRRD) · Art. 7

EBA Final Q&A

Answered 2015-07-24

Meaning of “where relevant” in Article 4

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-07-24

Definition of branches of institutions that are established outside the Union

Directive 2014/59/EU (BRRD) · Art. 1

EBA Final Q&A

Answered 2015-07-24

EBA Guidelines to assess the impact of an institution's failure on financial markets, on other institutions and on funding conditions (Article 4 (5))

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-07-24

Designation of several authorities as resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Cooperation, collaboration and assistance of the competent authority to the resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Entity that formally is not a part of public administration as resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Interpretation of the requirement of structural separation of the competent (supervisory) and resolution functions

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Third country resolution proceedings

Directive 2014/59/EU (BRRD) · Art. 2

EBA Final Q&A

Answered 2015-07-24

Clarification to Recital 41

Directive 2014/59/EU (BRRD) · Art. Recital 41

EBA Final Q&A

Answered 2015-07-24

Annual Contribution of institutions - determination of the risk weight / use of indicators

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Exclusion of Intragroup Liabilities - General Rule

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Annual Contribution of institutions - determination of the basis for annual contributions and the risk weight / use of CRDIV/CRR terminology

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Basis for ex-ante contributions to resolution financing arrangements

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Client money

Directive 2014/59/EU (BRRD) · Art. 44

EBA Final Q&A

Answered 2015-07-24

De Minimis and weighting for foreign exchange risk

Regulation (EU) No 575/2013 (CRR) · Art. 351, 352

EBA Final Q&A

Answered 2015-07-17

Risk-weighting of Pension Assets

Regulation (EU) No 575/2013 (CRR) · Art. 4, 36, 41

EBA Final Q&A

Answered 2015-07-17

Calculation of exposure values of trade exposures with QCCP in accordance with article 306(1)(a).

Regulation (EU) No 575/2013 (CRR) · Art. 306

EBA Final Q&A

Answered 2015-07-10

Counterparty credit risk add-on for repurchase transactions

Regulation (EU) No 575/2013 (CRR) · Art. 429e

EBA Final Q&A

Answered 2015-07-10

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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