EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,676 Q&As matching current filters · page 120 of 174
Difference between and Annex I/ Annex II/1.6 description and DPM descrption of the same table name
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Memorandum Items in Credit Risk SA
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Incorrect legal references
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Annex I, C 05.01
Regulation (EU) No 575/2013 (CRR) · Art. Art 99
Answered 2016-09-09
Reporting ICAAP requirements
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
C 09.03 - Calculation of the breakdown of total own funds requirements for credit risk of relevant credit exposures by country (CR GB 3)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Operational Risk templates
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Incorrect references to the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Group Solvency template (C06.00) – information on the contribution of entities to solvency of the group (columns 300 to 400)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Template C07.00 Column 230: of which: with a credit assessment by a nominated ECAI
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Template C07.00 Column 240: of which: with a credit assessment derived from Central Government
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Calculation of 17.65% CET1 threshold
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Maturities in Large exposure report (LE4; top 10)
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2016-09-09
Non Performing Loans at group levels.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Fiduciary loans and deposits
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2016-09-09
Outflows from operational deposits
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2016-08-26
Interaction of the EBA Opinion on the MDA and Article 92 Regulation (EU) No 575/2013 (CRR)
Directive 2013/36/EU (CRD) · Art. 104a, 128
Answered 2016-08-26
SREP and combined buffers
Directive 2013/36/EU (CRD) · Art. 104, 104a, 104a,129, 130, 131
Answered 2016-08-26
Temporary discontinuance of access to deposits in resolution
Directive 2014/59/EU (BRRD) · Art. 33a, 69
Answered 2016-08-26
Is collateral from REPO and SBL transactions taken into consideration for the BRRD base calculation?
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-08-12
Application of the even deduction rule in case of intragroup transactions booked - by institutions which are parties to the contract - in different amounts
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-08-05
Transfer of covered deposits as a substitute to reimbursement
Directive 2014/59/EU (BRRD) · Art. 109
Answered 2016-08-05
Calculation of MREL
Directive 2014/59/EU (BRRD) · Art. 45b
Answered 2016-08-05
Definition of client funds
Directive 2014/59/EU (BRRD) · Art. 31
Answered 2016-08-05
Should National GAAP reporters fill in template F 18.00 and F 19.00 on non-preforming and forborne exposures?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Clarification on Funding Plans significant currencies criteria
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
The 3 largest material currencies in the structural currency mismatches tables (P 02.06) of funding plan report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Design of Templates for 3-year horizon
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Funding plans projection horizon for the June 2015 reference date
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
GL on funding plans: treatment of loans/deposits on demand across different items in Table 1a - Assets (P 01.01)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Reporting of Regulatory High Risk Items in default in C 09.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Funding Plans : Table 2C (P 02.06) - Gradation of currencies in the taxonomy
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Loans collateralized by immovable property in F 05.00 and F 13.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Entry criteria NPE for forborne exposures under probation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Conditions for Resolution
Directive 2014/59/EU (BRRD) · Art. 32
Answered 2016-07-22
Impact of EMIR on UCITS - Valuation of OTC derivatives
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2016-07-19
Risk weight for exposures to central-government-risk Public Sector Entities (PSEs) denominated and funded in domestic currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Answered 2016-07-15
Investment in Tier 2 capital by subsidiary
Regulation (EU) No 575/2013 (CRR) · Art. 63
Answered 2016-07-15
Definition of "institution" for large exposure purposes
Regulation (EU) No 575/2013 (CRR) · Art. 391
Answered 2016-07-15
Timing of the closed period
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2016-07-13
Depositor preference where the deposit is recived from a fiduciary
Directive 2014/59/EU (BRRD) · Art. 108
Answered 2016-07-01
Promotional banks
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-07-01
Definition of “effective procedures” to monitor that the property taken as credit protection is adequately insured against the risk of damage.
Regulation (EU) No 575/2013 (CRR) · Art. 208
Answered 2016-06-24
Application of the DGS Directive to Financial Institutions
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2016-06-24
Clarification of the geographical scope of the benchmark portfolios
Directive 2013/36/EU (CRD) · Art. 78
Answered 2016-06-24
Template 105.01 filling for LDPs
Directive 2013/36/EU (CRD) · Art. 78
Answered 2016-06-24
“Direct” control
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2016-06-24
Application of exemption from monthly reporting frequency for AMML templates
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2016-06-10
Exemption from bail-in of liabilities to institutions in order to avoid of systemic contagion
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2016-06-10
NCWO principle in a group resolution
Directive 2014/59/EU (BRRD) · Art. 74
Answered 2016-06-10
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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