EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

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7,361 Q&As matching current filters · page 114 of 148

Clarification of columns 050 and 060 of template C 101.00, Annex I of the Benchmarking exercise.

Directive 2013/36/EU (CRD) · Art. 78

EBA Final Q&A

Answered 2017-03-24

Interaction between benchmarking and additional capital requirements under Article 458 of CRR

Directive 2013/36/EU (CRD) · Art. 78

EBA Final Q&A

Answered 2017-03-24

Minimum requirements for own funds and eligible liabilities

Directive 2014/59/EU (BRRD) · Art. 45

EBA Final Q&A

Answered 2017-03-17

Conversion of bail-inable liabilities into other types of capital instruments

Directive 2014/59/EU (BRRD) · Art. 46

EBA Final Q&A

Answered 2017-03-17

Interpretation of points (a) and (b) of Article 45a(1)

Directive 2014/59/EU (BRRD) · Art. 45a

EBA Final Q&A

Answered 2017-03-17

Valuation input consisting of a matrix of parameters

Regulation (EU) No 575/2013 (CRR) · Art. 105

EBA Final Q&A

Answered 2017-03-17

Monitoring and evaluation of mortgages in cases of portfolio-wholesale transactions

Regulation (EU) No 575/2013 (CRR) · Art. 125, 208, 229

EBA Final Q&A

Answered 2017-03-17

Calculation of derecognised fiduciary assets

Regulation (EU) No 575/2013 (CRR) · Art. 429a

EBA Final Q&A

Answered 2017-03-17

Minority interests

Regulation (EU) No 575/2013 (CRR) · Art. 37, 84

EBA Final Q&A

Answered 2017-03-17

Application of Article 159 on the level of total own funds

Regulation (EU) No 575/2013 (CRR) · Art. 159

EBA Final Q&A

Answered 2017-03-10

Prior state aid approval when using resolution tools

Directive 2014/59/EU (BRRD) · Art. 34

EBA Final Q&A

Answered 2017-03-10

Procedural requirements of the sale of business tool with regard to state aid

Directive 2014/59/EU (BRRD) · Art. 39

EBA Final Q&A

Answered 2017-03-10

Interaction between the State aid framework and the application of resolution actions

Directive 2014/59/EU (BRRD) · Art. 34

EBA Final Q&A

Answered 2017-03-10

Eligibility as collateral where securitisation positions are issued by an SSPE belonging to the same group

Regulation (EU) No 575/2013 (CRR) · Art. 207

EBA Final Q&A

Answered 2017-03-10

Treatment of "E-money" in Liquidity Reporting

Regulation (EU) No 575/2013 (CRR) · Art. 411, 427

EBA Final Q&A

Answered 2017-02-24

ECAI ratings

Regulation (EU) No 575/2013 (CRR) · Art. 139

EBA Final Q&A

Answered 2017-02-24

Incentives to redeem of a hybrid instrument with a call for grandfathering purposes

Regulation (EU) No 575/2013 (CRR) · Art. 489

EBA Final Q&A

Answered 2017-02-17

Obligation to carry out analysis and to consult with EBA on planned increase of risk weights before RTS on this matter are finally adopted and published in the Official Journal of the European Union

Regulation (EU) No 575/2013 (CRR) · Art. 124

EBA Final Q&A

Answered 2017-02-17

Distribution by an originator to its shareholders of a participation instrument the pay out of which is directly linked to the net cash flows under the net economic interest retained

Regulation (EU) No 575/2013 (CRR) · Art. 405

EBA Final Q&A

Answered 2017-02-17

Scope of asset value correlation adjustment for regulated entities

Regulation (EU) No 575/2013 (CRR) · Art. 142

EBA Final Q&A

Answered 2017-02-17

Leverage ratio - Add-on calculation for SFT transactions in Financial collateral simple method

Regulation (EU) No 575/2013 (CRR) · Art. 429e

EBA Final Q&A

Answered 2017-02-17

Interpretation of Article 88(1) and 89(1) BRRD with respect to the scope of resolution colleges for third country institutions or third country parent undertakings

Directive 2014/59/EU (BRRD) · Art. 88, 89

EBA Final Q&A

Answered 2017-02-10

Third country equivalent large financial sector entities

Regulation (EU) No 575/2013 (CRR) · Art. 142

EBA Final Q&A

Answered 2017-02-10

Can third country insurance companies be considered as unregulated financial entities

Regulation (EU) No 575/2013 (CRR) · Art. 142

EBA Final Q&A

Answered 2017-02-10

Credit Risk – treatment of Russian credit institutions

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Final Q&A

Answered 2017-02-10

Equivalence of third country supervisory and regulatory arrangements to those applied in the Union

Regulation (EU) No 575/2013 (CRR) · Art. 114

EBA Final Q&A

Answered 2017-02-10

Equivalence of third country supervisory and regulatory arrangements to those applied in the Union

Regulation (EU) No 575/2013 (CRR) · Art. 212

EBA Final Q&A

Answered 2017-02-10

Maturity Date, expiry date and termination date

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-04

Concept of “secured liabilities”

Directive 2014/59/EU (BRRD) · Art. 44

EBA Final Q&A

Answered 2017-02-03

C 09.04, row 010, column 010 – Exposure value under the standardised approach for relevant credit exposures

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Mutual agreement to waive the requirement to establish a European resolution college

Directive 2014/59/EU (BRRD) · Art. 89

EBA Final Q&A

Answered 2017-02-03

Scope of bail-in tool regarding client assets or client money held on behalf of UCITS

Directive 2014/59/EU (BRRD) · Art. 44

EBA Final Q&A

Answered 2017-02-03

Rules on qualifying holdings in credit institutions

Directive 2013/36/EU (CRD) · Art. 22/23

EBA Final Q&A

Answered 2017-02-03

EBA validation rule (Leverage Ratio) v4456_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2017-02-03

Reporting of deductions of receivables assets for cash variation margin provided in derivatives transactions in LR4 (C43.00)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2017-02-03

Reporting template C40.00 (LR1): Validation rules v0101_h and v0102_h should be amended

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2017-02-03

Reporting of Treasury bills (henceforth T-bills) in template F 01.01

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Reporting LR2 - exposures to consider?

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2017-02-03

Inconsistency between a template and instructions regarding F 09.01

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Is there a mistake in the Validation formula V4448_m and in the corresponding statement in the ITS?

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2017-02-03

Allocating Revaluation Reserves in F 46.00 / Difference Total Comprehensive Income in F 46.00 and F 03.00

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Which amount should be reported in template C 22.00, column 020 and 030 - all positions?

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

FINREP Taxonomy 2.5 Templates 04.04/18.00.b Validations

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Reporting of collective allowances for incurred but not reported losses on non-performing exposures in FINREP F 18.00 and F 19.00 templates

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

COREP C 17.00 - operational risk / losses to be reported

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Template C 17.00 (OPR DETAILS) – Reporting of loss adjustments

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Clarification of the collateral amounts

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

FINREP validation rules

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Realisation of collateral and unlikeness to pay

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-02-03

Invalid CRR article reference within leverage ratio ITS (regulation (EU) 2016/428)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2017-02-03

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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