EU Financial Regulatory Q&A Database

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting by IORPs

EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information

Proprietary trading under MICA

MiCA

Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act

Prospectus Regulation 2017/1129

Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act

Prospectus Regulation 2017/1129

Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act

Prospectus Regulation 2017/1129

The interaction between the EU Green Bond Regulation (EuGBR) and the Prospectus Regulation

Prospectus Regulation 2017/1129

Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act

Prospectus Regulation 2017/1129

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Definitions (Art. 2 IDD)

(EU) No 2016/97 - Insurance Distribution Directive · Art. 2

Group Solvency Requirement

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 335; 336(a);

Does DORA also apply to non-EU AIFM?

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

C_25.01.b Datapoint Modelling

Regulation (EU) No 575/2013 (CRR) · Art. n/a

Clarification of reporting of lending or financing where the use of proceeds is unknown in row 440 from Template 7 (ESG Disclosure)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Application of recognised SyRB on a consolidated basis

Directive 2013/36/EU (CRD) · Art. 133, 134

Other

Other

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Risk Free Rate (RFR)

Risk-Free Interest Rate - General questions

Reporting by IORPs, Reporting Templates

(EU) 2016/2341 - IORP II Directive

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. CIC classification

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Compliance of non-bank PSPs with the safeguarding requirements in PSD2

Directive 2015/2366/EU (PSD2) · Art. 10

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

What is the meaning of ‘1 year’ and ‘> 1 year’ in the table in paragraph 18 of Annex IV of PRIIPs L2? Specifically, we wonder whether ‘1 year’ encompasses all Recommended Holding Periods (RHPs) under

PRIIPs

Point 26 of Annex IV reads: ‘For Category 3 PRIIPs, the following adjustments shall be made for the calculation of the stress scenario compared to the calculation for Category 2 PRIIPs: (a) infer the

PRIIPs

Point 35 of the Annex IV on Performance Scenarios states that ‘the values to be shown for the intermediate periods for the unfavourable, moderate and favourable scenarios shall be calculated in accord

PRIIPs

5. Should entry costs be included in the 10 000 EUR amount referred to point 90 of Annex VI of the PRIIPs Delegated Regulation?

PRIIPs

According to the PRIIPs Delegated Regulation, if the MRM class changes to a different MRM class, the PRIIP manufacturer shall attribute the corresponding MRM class to the MRM class which the PRIIP has

PRIIPs

Risk Free Rate (RFR)

Risk-Free Interest Rate - General questions

Other

Other

Other

Symmetric adjustment of the equity capital charge

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84

Own Funds (OF)

Guidelines on classification of own funds

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 192

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. Captives - Article 4(4)(5)

Reporting Templates, Captive

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. 19

Risk Free Rate (RFR)

Risk-Free Interest Rate - General questions · Art. Unusual spike at 10 year tenor in January 2025 RFR no VA curve

Packaged retail and insurance-based investment products (PRIIPs)

(EU) 2017/653 - PRIIPs Delegated Regulation for key information document, (EU) No 1286/2014 - PRIIPs Regulation · Art. Point 78 of Annex VI of the PRIIPs Delegated Regulation; Article 6(1) of PRIIPs Regulation

Risk Free Rate (RFR)

Risk-Free Interest Rate - General questions

Own Risk and Solvency Assessment (ORSA)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 45 of SII Directive; 306 of DR (EU) 2015/35

Counterparty classification

Regulation (EU) No 575/2013 (CRR) · Art. Annex V Part 1

Scaling of gross JTD amounts of securitisation tranches with a maturity less than one year

Regulation (EU) No 575/2013 (CRR) · Art. 325z

Definition of Delta GIRR risk-free interest rate curves

Regulation (EU) No 575/2013 (CRR) · Art. 325l

Reporting Templates, Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Intragroup transactions in calculation of net positions and own funds requirements for FX risk

Regulation (EU) No 575/2013 (CRR) · Art. 325b