ESA Joint Committee · sfdr-73 Final

According to Article 65.2 of the Delegated Regulation, financial market participants shall provide the template set out in Annex IV or V for each investment option invested in that qualifies as a fina

Regulation
SFDR
Answered
2022-11-17
Answer provided by
ESAs (EBA, ESMA, EIOPA)
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Question

According to Article 65.2 of the Delegated Regulation, financial market participants shall provide the template set out in Annex IV or V for each investment option invested in that qualifies as a financial product referred to in inter alia Article 8 and Article 9 SFDR. Where customers are allowed to buy and sell investment options continuously, meaning that the investment options invested in may change over time, does this requirement include only the investment options invested in at the point of reporting (i.e. 31 December) or does it include every investment option invested in during the whole reference period?

Answer

Periodic disclosures should be given with regard to any investment options invested in during the reference period, even if the investment options were not invested in during the whole reference period.
View original on ESA Joint Committee (EBA, ESMA, EIOPA) ↗

This Q&A is published by ESA Joint Committee (EBA, ESMA, EIOPA) and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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