ESMA · ESMA_QA_2566 Forwarded to EC/Public Consultation/Other

Passing on of cash penalties throughout the settlement chain

Name: Passing on of cash penalties throughout the settlement chain: ESMA Q&A — EU Financial Regulatory Q&A
Creator: European Securities and Markets Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Topic: Settlement discipline - Cash penalties: process
Submitted: 2025-06-10

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Question

Should cash penalties be passed on throughout the settlement chain?

No answer published yet.

View original on European Securities and Markets Authority ↗

This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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