ESMA · ESMA_QA_2168 Forwarded to EC/Public Consultation/Other
Scope of issuers required to obtain and transmit to CSDs a valid LEI
- Regulation
- Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
- Article
- Article 29(1a) of Regulation (EU) No 909/2014 (CSDR), as amended by Regulation (EU) 2023/2845 (CSDR Refit)
- Topic
- CSD questions - Organisational requirements (governance arrangements, record keeping, outsourcing, user committee)
- Submitted
- 2024-04-30
Question
Does the new requirement under Article 29(1a) of Regulation (EU) No 909/2014 (CSDR), as amended by Regulation (EU) 2023/2845 (CSDR Refit), apply to all issuers to whom a CSD provides services? Does the requirement also apply to issuers of securities in paper form, if the CSD provides ancillary services to those issuers? Does the obligation for issuers to obtain and transmit to the CSD a valid legal entity identifier (LEI) apply only to new issuers to whom the CSD provides services, i.e. after the date of entry into force of the requirement?
No answer published yet.
This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.
Similar Q&As
More Q&As on this topic
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.