ESMA · ESMA_QA_1224 Answer Published

Settlement fails

Regulation
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Topic
Settlement discipline - Other topics
Submitted
2022-11-15
Answered
2022-11-15
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Question

By when should CSDs publish the information set out in Annex III of the RTS on settlement discipline, as referred to in Article 15 of the same RTS?

Answer

[ESMA 70-156-4448 CSD Settlement discipline Q&A10] In order to ensure a level playing field, CSDs should publish the information set out in Annex III of the RTS on settlement discipline on their website for free, on an annual basis, by the end of February of each year. The first publications should take place by the end of February 2023.
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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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