ESMA · ESMA_QA_1216 Question Rejected
Correct classification of Investment Services and Investment Activities
- Regulation
- Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
- Article
- MiFID II Article 4 (2) & Annex I Section A
- Topic
- Best Execution
- Submitted
- 2023-06-22
Question
Can an investment firm which is licensed under the MiFID II Directive, conduct it business such that it is carrying out an investment activity and not providing an investment service?
No answer published yet.
This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.
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