EIOPA · 2857
Reporting Templates
- Regulation
- (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision
- Article
- N/A
- Topic
- Reporting Templates
- Submitted
- 2023-11-07
- Answered
- 2024-02-01
Question
I have two questions:
1) C0293 Bail-in Rules: This applies only to BONDS, as I understand it. Does that mean we should use "Not Applicable" for security types Bank, Equity, and Fund? Or should these be left blank?
2) C0294 RGLA: Here, we are asked to only look at CIC 13 and 14. Should all other CIC codes be left blank, or should we use 9-Not applicable?
Background
New fields in S.06.02 that we are having trouble understanding
Answer
1. C0293 Bail-in Rules do not apply only to bonds but to all liabilities of an institution or entity referred to in point (b), (c) or (d) of Article 1(1) of the Directive 2014/59/EU (the Bank Recovery and Resolution Directive) that are not excluded from the scope of that tool pursuant to paragraphs 2 or 3 of Article 44 of the same Directive.
2. For options not applicable for C0294 RGLA option 9 – Not applicable is to be reported.
This Q&A is published by European Insurance and Occupational Pensions Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.
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