SWISS CAPITAL S.A.
1 of 71 sanctions recorded for Romania.
- Sanction date
- 31 May 2012
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 347
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
acordarea unui termen de 60 de zile SSIF SWISS CAPITAL S.A. pentru luarea măsurilor ce se impun în vederea încadrării în prevederile art. 9 alin. (1) din Regulamentul BNR/CNVM nr. 14/24/2010 privind expunerile mari, referitor la detinerile de actiuni în
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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