SPB Befektetési Zártkörűen Működő Rt.

1 of 157 sanctions recorded for Hungary.

Sanction date
3 Feb 2025
Country
Hungary
Legal framework
MiFID
Nature of sanction
Administrative sanction and measure
ESMA sanction ID
14550

Other sanctions against this entity (12)

MiFID

3 Feb 2025 · Administrative sanction and measure

#14545

MiFID

3 Feb 2025 · Administrative sanction and measure

#14547

MiFID

3 Feb 2025 · Administrative sanction and measure

#14548

MiFID

3 Feb 2025 · Administrative sanction and measure

#14549

MiFID

3 Feb 2025 · Administrative sanction and measure

#14395

MiFID

3 Feb 2025 · Administrative sanction and measure

#14398

MiFID

3 Feb 2025 · Administrative sanction and measure

#14400

MiFID

23 Sept 2024 · Administrative sanction and measure

#13459

MiFID

23 Sept 2024 · Administrative sanction and measure

#13457

MiFID

23 Sept 2024 · Administrative sanction and measure

#13456

MiFID

23 Sept 2024 · Administrative sanction and measure

#13432

MiFID

23 Sept 2024 · Administrative sanction and measure

#13458

Sanction text

Original language: Hungarian. Text is published as-is from ESMA.

IV. Az MNB figyelmezteti a Társaságot, hogy tevékenysége végzése során folyamatosan 2. feleljen meg az a portfóliókezelés során elvégzett tevékenységekre és az érintett időszakban elért teljesítményre vonatkozó ügyféltájékoztatási követelményeknek;

Related registers

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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