Sanction 6452
1 of 71 sanctions recorded for Romania.
- Sanction date
- 5 Nov 2018
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6452
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Se instituie în sarcina S.S.I.F. Blue Rock Financial Services S.A., autorizată prin Decizia C.N.V.M. nr. 1942/24.06.2003, în calitate de societate de servicii de investiții financiare, obligația implementării măsurilor de remediere cuprinse în cadrul planului de măsuri, în termen de 90 de zile.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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