Sanction 6446
1 of 71 sanctions recorded for Romania.
- Sanction date
- 5 Nov 2018
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6446
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Se sancţionează cu amendă în cuantum de 20.000 lei, reprezentând 1,138% din cifra de afaceri netă realizată în anul 2017, S.S.I.F. Blue Rock Financial Services S.A., în calitate de societate de servicii de investiții financiare, autorizată prin Decizia C.N.V.M. nr. 1942/24.06.2003.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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