Sanction 6324
1 of 71 sanctions recorded for Romania.
- Sanction date
- 17 Sept 2018
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6324
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Se sancționează cu amendă în cuantum de 3.141,95 lei, reprezentând 5% din cifra de afaceri netă realizată în 2017, SSIF Interdealer Capital Invest SA, în calitate de societate de servicii de investiții financiare.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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