Sanction 513
1 of 71 sanctions recorded for Romania.
- Sanction date
- 28 May 2013
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 513
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Decizia ASF nr. A/24/28.05.2013 de sanctionare cu amenda in valoare de 5.000 lei, in calitate de conducator, RCCI, administrator risc
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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