Sanction 3317
1 of 71 sanctions recorded for Romania.
- Sanction date
- 9 Jun 2015
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 3317
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Se sancţioneaza cu amenda în cuantum de 15.871,87 lei (reprezentand 1% din cifra de afaceri neta aferenta exercitiului financiar 2013) S.S.I.F. Carpatica Invest S.A.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding