Sanction 2483
1 of 71 sanctions recorded for Romania.
- Sanction date
- 23 Apr 2015
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 2483
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Se sancţionează cu avertisment S.S.I.F. Interdealer Capital Invest S.A. si cu interzicerea prestarii de servicii de investiţii financiare care exced capitalului iniţial reprezentând echivalentul în lei a 50.000 euro, pe o perioadă de 90 de zile.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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