Sanction 2402
1 of 71 sanctions recorded for Romania.
- Sanction date
- 20 Mar 2015
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 2402
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Se sancţionează cu avertisment SSIF INTERCAPITAL INVEST SA si cu interzicerea prestarii de servicii de investiţii financiare care exced capitalului iniţial reprezentând echivalentul în lei a 125.000 euro, pe o perioadă de 90 de zile.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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