Sanction 13484
1 of 71 sanctions recorded for Romania.
- Sanction date
- 26 Jun 2024
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 13484
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Domnul Cristian-Ștefan ILIE nu a înregistrat convorbirile telefonice cu potențiali clienți/clienți pe dispozitivele puse la dispoziție de S.S.I.F., nerespectând astfel prevederile art. 54 și art. 55 din Legea nr. 126/2018.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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