Sanction 11641
1 of 71 sanctions recorded for Romania.
- Sanction date
- 15 Sept 2022
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 11641
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Se sancționează cu avertisment, doamna Man Mihaela-Veronica, în calitate de persoană responsabilă cu funcția de conformitate în cadrul S.S.I.F. GOLDRING S.A.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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