REGIS TR, S.A.
1 of 5 sanctions recorded for European union.
- Sanction date
- 22 Mar 2022
- Country
- European union
- Legal framework
- EMIR
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 13260
Sanction text
Original language: English. Text is published as-is from ESMA.
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined trade repository REGIS-TR €186,000 for eight breaches of the European Market Infrastructure Regulation (EMIR).
The breaches relate to failures in ensuring the integrity of data and providing direct and immediate access to regulators. The breaches were committed between 2017 and 2020. Five out of eight breaches were found to have resulted from negligence on the part of REGIS-TR.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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