Morgan Cowen Capital Markets (www.morgan-cowen.com/)
1 of 285 sanctions recorded for Belgium.
- Sanction date
- 12 Nov 2019
- Country
- Belgium
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 8195
Sanction text
Original language: English. Text is published as-is from ESMA.
"a) publier la mise en garde reprise en annexe"
https://www.fsma.be/en/warnings/have-you-been-offered-lucrative-investment-over-phone-dont-be-duped
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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